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- Tasks: Guide clients on regulatory compliance and support fund operations with expert analysis.
- Company: Join BNY, a leading global financial services company driving innovation.
- Benefits: Competitive pay, flexible resources, generous leave, and wellness programs.
- Other info: Dynamic team culture with opportunities for personal and professional growth.
- Why this job: Make a real impact in finance while working with cutting-edge technology.
- Qualifications: In-depth knowledge of investment funds and strong analytical skills required.
The predicted salary is between 55000 - 65000 £ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
We’re seeking a future team member for the role of Senior Specialist, Regulatory & Technical Support to join our UK Trustee & Depositary Services team. This role is located in Edinburgh.
In this role, you’ll make an impact in the following ways:
- Review of, and provision of guidance on, all applicable scheme documentation (including prospectuses; instruments of incorporation; trust deeds; FCA applications; schemes of arrangement; investor circulars; and risk management policies), in each case from a depositary and fiduciary perspective, with a view to ensuring compliance with all applicable regulations; protection of investor interests; and adherence to evolving regulator expectations;
- Providing high quality interpretation to fund manager clients, the depositary business, and the wider organisation in respect of regulatory and compliance matters relating to the interpretation of relevant regulations; and their application to technical aspects of collective investment fund operations;
- Collation and submission of regular regulatory reporting;
- Assist the regulatory and technical team with analysis of regulatory change;
- Perform Issues/Embeddedness Testing reviews; assess remediation control design and operating effectiveness, document results, and drive follow‑up actions to closure;
- Support review of trend analysis on issues, developing additional action plans as necessary.
To be successful in this role, we’re seeking the following:
- In-depth knowledge of the collective investment funds industry and the rules and regulations pertaining thereto (particularly as they relate to open-ended investment companies (OEICs); authorised unit trusts (AUTs); and authorised contractual schemes (ACS), in each case structured as UCITS; non-UCITS retail schemes (NURS); qualified investor schemes (QIS) and Long-Term Asset Funds (LTAF).
- In-depth familiarity with authorised fund scheme documentation and the FCA authorisations process;
- Strong risk awareness with a deep understanding of control frameworks, testing methodologies, and remediation life cycles;
- Strong communication and collaboration skills, with the ability to work effectively with stakeholders at all levels of the organization;
- Strong analytical skills and high attention to detail, sense of ownership, accountability, and risk awareness;
- Ability to prioritize across multiple deadlines and manage a varied workload.
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary in Edinburgh employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary in Edinburgh
✨Tip Number 1
Network like a pro! Reach out to current or former employees at BNY on LinkedIn. A friendly chat can give us insider info about the company culture and the role, plus it might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of regulatory frameworks and compliance matters. We want to show that we’re not just familiar with the basics but can also discuss how they apply to real-world scenarios.
✨Tip Number 3
Practice our answers to common interview questions, especially those related to risk management and stakeholder communication. We need to demonstrate our analytical skills and attention to detail, so let’s be ready to share examples from our past experiences.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure our application gets noticed. Plus, we can tailor our application to highlight how our skills align with what BNY is looking for in a Senior Specialist.
We think you need these skills to ace Senior Specialist, Regulatory & Technical Support, UK Trustee & Depositary in Edinburgh
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Senior Specialist role. Highlight your experience with regulatory compliance and fund management, as these are key aspects of the job. We want to see how your skills align with what BNY is looking for!
Showcase Your Knowledge: Demonstrate your in-depth understanding of the collective investment funds industry in your application. Mention specific regulations and frameworks you’re familiar with, especially those related to OEICs and AUTs. This will show us that you’re ready to hit the ground running!
Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make your achievements stand out. We appreciate a well-structured application that’s easy to read and highlights your strengths effectively.
Apply Through Our Website: Don’t forget to submit your application through the BNY website! This ensures that your application gets to the right people quickly. Plus, it shows us that you’re proactive and serious about joining our team.
How to prepare for a job interview at BNY Mellon
✨Know Your Regulations
Make sure you brush up on the rules and regulations surrounding collective investment funds, especially those related to OEICs, AUTs, and ACS. Being able to discuss these in detail will show your depth of knowledge and commitment to compliance.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical skills and attention to detail. Think about times when you've successfully navigated complex regulatory issues or improved control frameworks. This will demonstrate your ability to handle the technical aspects of the role.
✨Communicate Effectively
Practice articulating your thoughts clearly and confidently. Since strong communication is key in this role, consider doing mock interviews with a friend or mentor to refine your delivery and ensure you can engage stakeholders at all levels.
✨Prioritise and Manage Your Time
Be ready to discuss how you manage multiple deadlines and varied workloads. Share specific strategies you've used in the past to prioritise tasks effectively, as this will illustrate your organisational skills and ability to thrive in a fast-paced environment.