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For Companies At a Glance
- Tasks: Ensure compliance in financial markets and support strategic initiatives.
- Company: Join BNY, a leading global financial services company with a culture of innovation.
- Benefits: Competitive pay, flexible resources, generous leave, and a focus on wellbeing.
- Why this job: Make a real impact in compliance while working with diverse teams globally.
- Qualifications: Degree or industry qualifications with experience in wholesale markets compliance.
- Other info: Be part of a top-rated workplace committed to diversity and sustainability.
The predicted salary is between 43200 - 72000 ÂŁ per year.
Overview
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We’re seeking a future team member for the role of Compliance & Control, Markets EMEA – Vice President to join our Markets Compliance team primarily supporting our Financing and Liquidity teams. This role is based in Queen Victoria Street, London.
Responsibilities
- To ensure that Markets meets the corporate requirements of the group as well as the strategic requirements of the Bank of New York within the specific remit for areas of responsibility.
- To ensure that the areas of responsibility of the role are running efficiently and effectively and in a controlled manner, including reflecting appropriate apportionment of responsibilities, segregation of duties and controls to prevent conflicts of interest.
- Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for Markets
- Working with other Compliance professionals across the broader EMEA Compliance team to ensure co-ordinated and complete delivery of services and effective communication of relevant information and observations.
- Engaging with the Markets business and compliance functions in the regional offices, US and APAC
- Responsible for recording and preparing escalation data on Compliance issues impacting Markets in line with Group and local processes
- Representing Markets Compliance function and providing appropriate challenge at relevant internal and external meetings where required
- Contribute to the development of projects and programs to improve compliance and enhance the control environment.
Qualifications
- Preferably degree education and/or industry qualifications
- Compliance experience, covering wholesale markets compliance, specifically securities financing, liquidity and collateral.
- Experience working in a compliance function within a global organisation
- Ability to deliver multi-mode communications that convey a clear understanding of the unique needs of different audiences
- Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements
Awards and Benefits
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Benefits
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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Business Compliance Officer - Markets EMEA, Vice President employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Compliance Officer - Markets EMEA, Vice President
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those at BNY. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by researching BNY's culture and values. Show us how your skills align with their mission and how you can contribute to their innovative environment.
✨Tip Number 3
Practice your communication skills! Being able to convey complex compliance topics clearly is key. We want to see you shine in conveying your understanding of regulations like FCA and MiFID.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're serious about joining the BNY team.
We think you need these skills to ace Business Compliance Officer - Markets EMEA, Vice President
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Business Compliance Officer. Highlight your compliance experience, especially in wholesale markets, and any relevant qualifications. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can benefit our Markets team. Keep it engaging and make sure it reflects your personality – we love authenticity!
Showcase Your Communication Skills: Since this role involves multi-mode communications, be sure to demonstrate your ability to convey complex information clearly. Whether it's in your CV or cover letter, show us how you can adapt your communication style to different audiences.
Apply Through Our Website: We encourage you to apply through our website for the best chance of success. It’s straightforward and ensures your application gets to the right people. Plus, you'll find all the details you need about the role there!
How to prepare for a job interview at BNY Mellon
✨Know Your Regulations
Make sure you brush up on your knowledge of FCA, MiFID, MIFIR, EMIR, and MAR rules. Being able to discuss these regulations confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your compliance experience in wholesale markets. Be ready to discuss how you've handled regulatory changes and contributed to compliance projects, as this will demonstrate your hands-on expertise.
✨Communicate Clearly
Practice delivering your thoughts clearly and concisely. Since the role involves engaging with various stakeholders, being able to tailor your communication style to different audiences is crucial. Think about how you can convey complex information simply.
✨Engage with the Team Spirit
BNY values collaboration, so be prepared to discuss how you've worked with cross-functional teams in the past. Highlight your ability to coordinate with others and contribute to a positive team environment, as this aligns with their culture of inclusivity.
