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- Tasks: Oversee investment guideline compliance and resolve issues with clients and teams.
- Company: BNY Investments, a leading global financial services company.
- Benefits: Competitive salary, flexible resources, generous paid leave, and wellbeing programs.
- Why this job: Join a culture of innovation and make a real impact in finance.
- Qualifications: 5+ years in portfolio compliance, strong analytical skills, and excellent communication.
- Other info: Dynamic environment with opportunities for career growth and evening trading support.
The predicted salary is between 51000 - 73000 ÂŁ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting‑edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Senior Portfolio Compliance Analyst at VP level to join our BNY Investments Portfolio Compliance team. This role can be located in London, UK and you will report to the Portfolio Compliance Manager in Boston, MA.
Responsibilities
- Assist in the oversight of the investment guideline compliance program for BNY Mellon Investments.
- Monitor pre‑ and post‑trade violations generated from the compliance system, and properly code, test, and troubleshoot restrictions and guidelines.
- Coordinate and/or communicate with clients, portfolio management, traders, operations, and data teams to resolve issues.
- Support the onboarding process for new client accounts, review and perform updates to client guidelines, including regulatory rules in connection with sub‑advised registered funds, and process client restricted lists.
- Work on various projects involving compliance-related matters independently as well as with other members of the group.
Qualifications
- Minimum of 5+ years of relevant portfolio compliance experience.
- BA/BS, MBA, CFA or equivalent.
- A broad understanding of different asset classes and knowledge of securities laws including the 1940 Act, UCITS, and ERISA.
- Strong analytical and problem‑solving skills and excellent attention to detail.
- Excellent oral and written communication skills and confidence in interacting with other internal business units.
- Ability to handle stressful situations with internal clients while maintaining a professional approach to problem solving.
- Experience using Blackrock Aladdin is a plus.
- Willingness to provide support for evening trading hours on a rotational basis (1‑2 days a week).
At BNY, our culture speaks for itself. Here are a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay‑for‑performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Under‑represented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
BNY assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $68,000 and $100,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNY total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short‑ and long‑term incentive packages, and company‑sponsored benefit programs. This position is at‑will and the Company reserves the right to modify base (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, company or individual department/team performance and market factors.
BNY Investments - Senior Portfolio Compliance Analyst - VP level employer: BNY Mellon
Contact Detail:
BNY Mellon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land BNY Investments - Senior Portfolio Compliance Analyst - VP level
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance world, especially those at BNY. A friendly chat can open doors and give you insider info about the role.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of compliance regulations and asset classes. Show us you know your stuff and can handle the pressure!
✨Tip Number 3
Practice your communication skills. You’ll need to interact with various teams, so being clear and confident is key. Maybe do a mock interview with a friend?
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace BNY Investments - Senior Portfolio Compliance Analyst - VP level
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Portfolio Compliance Analyst role. Highlight your relevant experience, especially in portfolio compliance and any specific asset classes you’ve worked with. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a great fit for BNY. Don’t forget to mention any experience with regulatory rules or compliance systems like Blackrock Aladdin.
Showcase Your Problem-Solving Skills: In your application, give examples of how you've tackled complex compliance issues in the past. We love candidates who can demonstrate strong analytical skills and attention to detail, so share those success stories!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details about the role and our amazing culture at BNY!
How to prepare for a job interview at BNY Mellon
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of securities laws, especially the 1940 Act, UCITS, and ERISA. Being able to discuss these regulations confidently will show that you're not just familiar with compliance but that you truly understand its implications in the investment world.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you've successfully identified and resolved compliance issues. Highlight your analytical and problem-solving skills, as these are crucial for the role. Use specific metrics or outcomes to demonstrate your impact.
✨Communicate Like a Pro
Since you'll be interacting with various teams, practice articulating complex compliance concepts in simple terms. This will help you convey your ideas clearly during the interview and show that you can bridge the gap between compliance and other business units.
✨Be Ready for Real Scenarios
Expect situational questions that test your ability to handle stress and resolve conflicts. Think of scenarios where you've had to maintain professionalism under pressure, especially when dealing with internal clients. Prepare to discuss how you navigated those situations effectively.
