Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance efforts in a dynamic financial environment, ensuring regulatory adherence and effective communication.
- Company: Join BNY, a global leader in financial services, impacting 20% of the world's investable assets.
- Benefits: Enjoy competitive pay, flexible resources, generous leave, and a culture that prioritises your wellbeing.
- Why this job: Be part of an innovative team in a supportive workplace that values diversity and social impact.
- Qualifications: Degree or industry qualifications with compliance experience in wholesale markets and regulatory knowledge.
- Other info: This role is based in London, offering a chance to work with global teams.
The predicted salary is between 72000 - 108000 ÂŁ per year.
Compliance & Control, Markets EMEA – Vice President
Join to apply for the Compliance & Control, Markets EMEA – Vice President role at BNY
Compliance & Control, Markets EMEA – Vice President
Join to apply for the Compliance & Control, Markets EMEA – Vice President role at BNY
Job Description
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
Job Description
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about.
We’re seeking a future team member for the role of Compliance & Control, Markets EMEA – Vice President to join our Markets Compliance team primarily supporting our Financing and Liquidity teams. This role is based in Queen Victoria Street, London.
In this role, you’ll make an impact in the following ways:
- To ensure that Markets meets the corporate requirements of the group as well as the strategic requirements of the Bank of New York within the specific remit for areas of responsibility.
- To ensure that the areas of responsibility of the role are running efficiently and effectively and in a controlled manner, including reflecting appropriate apportionment of responsibilities, segregation of duties and controls to prevent conflicts of interest.
- Responsible for working with business lines and business partner functions to review the impact of regulatory change and to participate in working groups as the Compliance Specialist for Markets
- Working with other Compliance professionals across the broader EMEA Compliance team to ensure co-ordinated and complete delivery of services and effective communication of relevant information and observations.
- Engaging with the Markets business and compliance functions in the regional offices, US and APAC
- Responsible for recording and preparing escalation data on Compliance issues impacting Markets in line with Group and local processes
- Representing Markets Compliance function and providing appropriate challenge at relevant internal and external meetings where required
- Contribute to the development of projects and programs to improve compliance and enhance the control environment.
To be successful in this role, we’re seeking the following:
- Preferably degree education and/or industry qualifications
- Compliance experience, covering wholesale markets compliance, specifically securities financing, liquidity and collateral.
- Experience working in a compliance function within a global organisation
- Ability to deliver multi-mode communications that convey a clear understanding of the unique needs of different audiences
- Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory requirements
AT BNY, our culture speaks for itself. Here\’s a few of our awards;
- America’s Most Innovative Companies, Fortune, 2024
- World’s Most Admired Companies, Fortune 2024
- Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
- Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024
- “Most Just Companies”, Just Capital and CNBC, 2024
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
- Bloomberg’s Gender Equality Index (GEI), 2023
Our Benefits And Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
Seniority level
-
Seniority level
Mid-Senior level
Employment type
-
Employment type
Full-time
Job function
-
Job function
Finance and Sales
Referrals increase your chances of interviewing at BNY by 2x
Get notified about new Market Controller jobs in London, England, United Kingdom .
Lead Business Finance Controller (Fixed Term Contract)
Addlestone, England, United Kingdom 2 weeks ago
London Area, United Kingdom ÂŁ75.00-ÂŁ100.00 14 hours ago
Controllers, AWM Product Controllers, Associate, London
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 2 weeks ago
Group Director of Financial Reporting and Control – WPP Media UK
London, England, United Kingdom 2 weeks ago
Financial Controller | Fast Growth Sustainability Consultancy
Financial Controller – London Hedge Fund – Market Leading Base & Bonus
Greater London, England, United Kingdom ÂŁ120,000.00-ÂŁ150,000.00 12 hours ago
City Of London, England, United Kingdom ÂŁ75,000.00-ÂŁ80,000.00 1 week ago
Lead Business Finance Controller (Fixed Term Contract)
Addlestone, England, United Kingdom 1 month ago
London, England, United Kingdom 1 week ago
London, England, United Kingdom 2 weeks ago
Financial Controller – Rapid Growth – Series B SaaS startup
Financial Controller | Marketplace Start up | Fully Remote
Financial Controller | HealthTech SaaS | Series A
London, England, United Kingdom 2 weeks ago
Greater London, England, United Kingdom 1 month ago
Financial Controller – FTC (Parental leave cover)
London, England, United Kingdom 5 days ago
London, England, United Kingdom 6 days ago
Financial Controller and Company Secretary
London, England, United Kingdom 2 weeks ago
Financial Controller | FinTech | Series A
London, England, United Kingdom 1 week ago
Financial Controller – Leading Global Hedge Fund – Highly competitive base + large bonus potential
Group Director of Financial Reporting and Control – WPP Media UK
London, England, United Kingdom 2 weeks ago
London, England, United Kingdom 1 week ago
London, England, United Kingdom ÂŁ30,000.00-ÂŁ33,000.00 1 month ago
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-Ljbffr
Compliance & Control, Markets EMEA - Vice President employer: BNY Mellon Capital Markets, LLC
Contact Detail:
BNY Mellon Capital Markets, LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Control, Markets EMEA - Vice President
✨Tip Number 1
Network with professionals in the compliance and financial services sectors. Attend industry events or webinars where you can meet people who work at BNY or similar companies. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest regulatory changes relevant to the role, such as FCA, MiFID, and EMIR. Demonstrating your knowledge during interviews can set you apart and show your commitment to the compliance field.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlighting your problem-solving skills and experience in a global organisation will resonate well with the hiring team.
✨Tip Number 4
Familiarise yourself with BNY's culture and values by researching their recent awards and initiatives. Tailoring your conversation to align with their focus on innovation and inclusivity can demonstrate that you're a good fit for their team.
We think you need these skills to ace Compliance & Control, Markets EMEA - Vice President
Some tips for your application 🫡
Understand the Role: Before applying, make sure you thoroughly understand the responsibilities and requirements of the Compliance & Control, Markets EMEA - Vice President role. Tailor your application to highlight relevant experience in compliance, particularly in wholesale markets.
Highlight Relevant Experience: In your CV and cover letter, emphasise your compliance experience, especially in securities financing, liquidity, and collateral. Use specific examples to demonstrate your understanding of FCA, MiFID, MIFIR, EMIR, and MAR rules.
Craft a Compelling Cover Letter: Your cover letter should not only express your interest in the position but also showcase your communication skills. Clearly articulate how your background aligns with BNY's values and the specific needs of the Markets Compliance team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at BNY Mellon Capital Markets, LLC
✨Understand Regulatory Frameworks
Familiarise yourself with the key regulations such as FCA, MiFID, MIFIR, EMIR, and MAR. Be prepared to discuss how these regulations impact compliance in wholesale markets, particularly in securities financing and liquidity.
✨Demonstrate Communication Skills
Showcase your ability to communicate complex compliance issues clearly. Prepare examples of how you've tailored your communication style to different audiences, ensuring that your message is understood by all stakeholders.
✨Highlight Your Compliance Experience
Be ready to discuss your previous roles in compliance functions, especially within global organisations. Share specific examples of how you contributed to compliance initiatives and improved control environments.
✨Engage with the Company Culture
Research BNY's culture and values, particularly their commitment to innovation and inclusivity. Be prepared to explain how your personal values align with theirs and how you can contribute to their mission of making money work for the world.
