At a Glance
- Tasks: Lead compliance advisory for UK regulated entities, focusing on alternatives and prime platforms.
- Company: Join BNP Paribas Asset Management, a top global asset manager with a commitment to sustainability.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborative culture with opportunities for career growth and skill enhancement.
- Why this job: Make a real impact in compliance while working with diverse investment strategies.
- Qualifications: Experience in compliance within asset management, especially in private markets.
The predicted salary is between 66150 - 80850 £ per year.
BNP Paribas Asset Management (BNPP AM) is the asset management division of BNP Paribas Group. As of July 1, 2025, AXA Investment Managers’ (AXA IM) activities have been fully integrated into BNPP AM, creating a unified and strengthened global platform. BNPP AM is a leading global asset manager, leveraging the Group’s scale, stability, and expertise. We serve a diverse client base, including institutional investors, corporations, distribution partners, and retail clients worldwide. Our investment capabilities cover a broad range of asset classes, from traditional strategies like equities, fixed income, and multi-assets to alternatives such as real estate, infrastructure, private debt, and private equity. This allows us to tailor solutions to meet client objectives. With AXA IM’s integration, BNPP AM now ranks among Europe’s top asset managers, managing approximately €1.6 trillion in assets, with a focus on long‑term savings and alternative strategies. Sustainability is central to our approach. We prioritize ESG and responsible investing to deliver sustainable, long‑term performance while supporting environmental, social, and economic transitions. Adopting a pragmatic, long‑term perspective, we aim to generate durable value for clients, employees, and the economy, backed by strong risk management and responsible finance principles.
Job Purpose: To act as the UK Compliance Advisory specialist within the firms regulated entities with a focus on our Alternatives and Prime platform.
Your daily responsibilities:
- Identify regulatory changes impacting each expertise, effectively communicate these to the business, work collaboratively with the business on impact assessments, gap analysis and implementation of the requirements.
- Provision of accurate and timely advice and training to the UK regulated entities to facilitate their adherence to UK Compliance policies and Global policies, focusing particularly on the front office investment management activities of each expertise.
- Ensure that the conflict of interest register is maintained for these expertise, potential and actual conflicts are discussed with the business prior to new activity commencing and conflicts are assessed on a continued basis.
- Represent compliance on projects, review of new business initiatives and organisational changes.
- Regularly attend and input into expertise 1st line control committees and investment committees.
- Preparation and completion of client reporting and regulatory reporting including filing a Form ADV with the SEC as AXA IM UK is registered with the SEC as an exempt reporting adviser.
- Assist the Senior Compliance Advisory Manager in leading the day‑to‑day activities of the Compliance Advisory Team including monitoring the advisory inbox, required sign‑offs and approvals and in the absence of the Senior Compliance Manager participate in relevant governance committee meetings.
- Assist and support the Senior Compliance Advisory manager in the maintenance, ongoing effectiveness and implementation of all compliance policies and procedures owned by the Compliance Advisory team.
- Assist the Senior Compliance Advisory Manager in providing updates, assessments and escalation of issues as required to the UK Head of Compliance.
We welcome different combinations of skills, qualifications & experience:
- Relevant professional qualification would be preferable but not essential.
- Previous Asset management experience largely gained in a Compliance function, in an investment management environment with exposure and familiarity in managing related retail and institutional compliance issues.
- Experience and knowledge of private markets business including Real estate, alternative credit, private equity/debt, infrastructure equity/debt and hedge funds.
Your knowledge and skills:
- Thorough understanding of the Investment Management business servicing both institutional and retail clients with a particular focus on alternative investments.
- Technical regulatory expert (with previous experience of private market regulation).
- The ability to build business relationships with senior stakeholders.
- Effectively work with and challenge the business where required.
- Excellent verbal and written communication skills with the ability to effectively communicate with all areas of the business.
- Excellent problem‑solving skills taking a collegial and collaborative approach.
Compliance Manager, Compliance Advisory in London employer: BNP Paribas Asset Management
BNP Paribas Asset Management is an excellent employer, offering a dynamic work culture that values collaboration and professional growth. With opportunities for career advancement across global locations, employees benefit from comprehensive training and support, ensuring they thrive in their roles. The company's commitment to diversity and inclusion, alongside competitive benefits, makes it a rewarding place to build a meaningful career in HR.
Contact Details:
BNP Paribas Asset Management Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager, Compliance Advisory in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like BNP Paribas Asset Management looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Manager, Compliance Advisory in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at BNP Paribas Asset Management. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at BNP Paribas Asset Management
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with BNP Paribas Asset Management’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
