At a Glance
- Tasks: Lead the Compliance Function's governance and operations, ensuring a comprehensive Compliance Programme.
- Company: Join Block, a tech company focused on economic empowerment through innovative financial solutions.
- Benefits: Enjoy remote work, flexible time off, medical insurance, and retirement savings plans.
- Why this job: Be part of a dynamic team shaping compliance in a global context with impactful initiatives.
- Qualifications: 6+ years in senior Risk or Compliance roles, with strong communication and regulatory knowledge.
- Other info: This role involves global collaboration and engagement with various stakeholders.
The predicted salary is between 43200 - 72000 £ per year.
Compliance Regulatory, Governance and Operations Lead
Remote
London, UK
Posted 4 days ago
Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams — People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more — provide support and guidance at the corporate level. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture new initiatives, and more. Every challenge creates possibilities, and we need different perspectives to see them all. Bring yours to Block.
The Role
We are looking for a dynamic and experienced senior Risk or Compliance lead / Chief of Staff to work alongside and support our Head of Compliance for Clearpay UK and the broader Clearpay Compliance Team. This is a new role that will involve extensive global collaboration to refine and deliver an evolving Compliance Programme in preparation for FCA regulation. This lead will report directly to the Head of Compliance (future SMF16).
You Will
- Lead the governance and operations of the Compliance Function, specifically:
- Support with the design, execution and monitoring of the team’s strategy including: resource planning, development and detailed deliverables.
- Lead on ensuring the Compliance Framework and Programme is comprehensive and sustainable, including documenting and maintaining policies, standards, and procedures for the Compliance Programme.
- Support the preparation and delivery of internal Compliance reporting e.g. Board and Executive Committee, ensuring this is coordinated.
- Develop and deliver the team’s regulatory engagement and response approach, including management of regulatory engagement and regulatory reporting, responding to and tracking information requests and actions.
- Lead on coordinating the Compliance Team’s roll out of an improved approach to Risk Management, working with Global stakeholders.
- Prepare briefing materials for the Head of Compliance ahead of internal and external meetings.
- Guide the development of frameworks for, and ensure execution of regulatory change management.
- Stay informed of regulatory developments and industry trends and support the Head of Compliance to ensure the Compliance Team is operating.
- All of this work will include global engagement to align with broader Block initiatives.
You Have
- 6+ years experience in a senior Risk or Compliance / Chief of Staff type role where you are leading the operations of a Compliance or Risk Function.
- Experience working on high-profile FCA regulatory change programmes or projects with a Risk or Compliance remit, demonstrating the ability to anticipate and prioritise.
- Knowledge of regulatory interaction including managing information requests and audits, responding with urgency, and developing and tracking management action plans.
- Outstanding communication (written and verbal) skills with the ability to communicate complex topics to stakeholders and senior leaders.
- Knowledge of FCA regulation including a detailed understanding of the FCA’s expectations of compliance, governance, culture, risk management and individual accountability.
- Experience identifying, recording and overseeing the remediation of incidents and issues and escalating them to the appropriate teams and regulators.
- Prioritise across competing deadlines and influence cross-functionally and globally.
- Relevant industry certification is not essential but is a plus e.g. the ICA.
Every benefit we offer is designed with one goal: empowering you to do the best work of your career while building the life you want. Remote work, medical insurance, flexible time off, retirement savings plans, and modern family planning are just some of our offerings.
Block, Inc. (NYSE: XYZ) builds technology to increase access to the global economy. Each of our brands unlocks different aspects of the economy for more people. Square makes commerce and financial services accessible to sellers. Cash App is the easy way to spend, send, and store money. Afterpay is transforming the way customers manage their spending over time. TIDAL is a music platform that empowers artists to thrive as entrepreneurs. Bitkey is a simple self-custody wallet built for bitcoin. Proto is a suite of bitcoin mining products and services. Together, we’re helping build a financial system that is open to everyone.
#J-18808-Ljbffr
Compliance Regulatory, Governance and Operations Lead employer: Block
Contact Detail:
Block Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Regulatory, Governance and Operations Lead
✨Tip Number 1
Make sure to familiarize yourself with FCA regulations and compliance frameworks. Understanding the specific requirements and expectations of the FCA will help you demonstrate your expertise during interviews.
✨Tip Number 2
Network with professionals in the compliance and risk management field. Engaging with others who have experience in FCA regulatory change programs can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss your previous experiences in leading compliance operations. Be ready to share specific examples of how you've managed regulatory interactions and developed action plans in high-pressure situations.
✨Tip Number 4
Stay updated on industry trends and regulatory developments. Being knowledgeable about current events in the compliance landscape will show your commitment to the role and your proactive approach to risk management.
We think you need these skills to ace Compliance Regulatory, Governance and Operations Lead
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Compliance Regulatory, Governance and Operations Lead position. Understand the key responsibilities and required skills, especially focusing on compliance frameworks and regulatory engagement.
Tailor Your CV: Customize your CV to highlight relevant experience in Risk or Compliance roles. Emphasize your leadership skills and any specific projects related to FCA regulatory change programmes that demonstrate your ability to manage compliance operations.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the compliance landscape and your strategic vision for the role. Mention your experience with regulatory interactions and how you can contribute to Block's compliance initiatives.
Highlight Communication Skills: Since outstanding communication is crucial for this role, provide examples in your application that demonstrate your ability to convey complex topics clearly to stakeholders and senior leaders. This could be through previous reports, presentations, or team collaborations.
How to prepare for a job interview at Block
✨Understand FCA Regulations
Make sure you have a solid grasp of FCA regulations and their implications for compliance. Be prepared to discuss how your experience aligns with these regulations and how you can contribute to the Compliance Programme.
✨Showcase Your Leadership Experience
Highlight your previous roles where you led compliance or risk functions. Share specific examples of how you managed teams, developed strategies, and executed compliance frameworks effectively.
✨Prepare for Regulatory Engagement Scenarios
Anticipate questions about managing regulatory interactions and information requests. Be ready to discuss your approach to handling audits and tracking management action plans in a timely manner.
✨Communicate Complex Topics Clearly
Demonstrate your outstanding communication skills by practicing how to explain complex compliance topics simply. Prepare to engage with stakeholders and senior leaders, showcasing your ability to convey important information effectively.