Compliance Manager: Regulatory Oversight & Market Conduct in City of Westminster

Compliance Manager: Regulatory Oversight & Market Conduct in City of Westminster

City of Westminster Full-Time 59400 - 72600 Β£ / year (est.) No working from home possible
Black Swan

At a Glance

  • Tasks: Lead compliance monitoring, review promotions, and develop policies while mentoring a junior team member.
  • Company: Black Swan, a dynamic investment management firm based in London.
  • Benefits: Competitive salary, professional development, and a supportive team environment.
  • Other info: Opportunity for career growth in a collaborative and innovative setting.
  • Why this job: Join a proactive team and strengthen regulatory frameworks in a fast-paced industry.
  • Qualifications: UCITS experience and strong knowledge of UK regulations required.

The predicted salary is between 59400 - 72600 Β£ per year.

Black Swan, a London-based investment management firm, is seeking a Compliance Manager to join its Compliance team and strengthen the firm's regulatory framework.

You will lead the compliance monitoring programme, review promotions, monitor trading activity, and develop policies while mentoring a junior team member.

The ideal candidate has UCITS experience and strong UK regulatory knowledge.

The role reports to the Head of Compliance and requires a proactive approach to regulatory adherence and

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Compliance Manager: Regulatory Oversight & Market Conduct in City of Westminster employer: Black Swan

At Black Swan Group, we pride ourselves on being an exceptional employer, offering a dynamic work environment in the heart of London. Our collaborative culture fosters innovation and professional growth, providing employees with opportunities to enhance their skills while working alongside industry experts. With a focus on meaningful projects and a commitment to employee well-being, we ensure that our team members thrive both personally and professionally.

Black Swan

Contact Details:

Black Swan Recruitment Team

We think you need these skills to ace Compliance Manager: Regulatory Oversight & Market Conduct in City of Westminster

Compliance Monitoring
Regulatory Framework Development
UCITS Experience
UK Regulatory Knowledge
Policy Development
Mentoring
Proactive Approach