At a Glance
- Tasks: Lead compliance monitoring, review promotions, and develop policies while mentoring a junior team member.
- Company: Black Swan, a dynamic investment management firm based in London.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Opportunity for career growth in a collaborative and innovative setting.
- Why this job: Join a proactive team and strengthen regulatory frameworks in a fast-paced industry.
- Qualifications: UCITS experience and strong knowledge of UK regulations required.
The predicted salary is between 59400 - 72600 Β£ per year.
Black Swan, a London-based investment management firm, is seeking a Compliance Manager to join its Compliance team and strengthen the firm's regulatory framework.
You will lead the compliance monitoring programme, review promotions, monitor trading activity, and develop policies while mentoring a junior team member.
The ideal candidate has UCITS experience and strong UK regulatory knowledge.
The role reports to the Head of Compliance and requires a proactive approach to regulatory adherence and
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Compliance Manager: Regulatory Oversight & Market Conduct in City of Westminster employer: Black Swan
At Black Swan Group, we pride ourselves on being an exceptional employer, offering a dynamic work environment in the heart of London. Our collaborative culture fosters innovation and professional growth, providing employees with opportunities to enhance their skills while working alongside industry experts. With a focus on meaningful projects and a commitment to employee well-being, we ensure that our team members thrive both personally and professionally.