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For Companies At a Glance
- Tasks: Monitor trading activities and ensure compliance with regulations daily.
- Company: Join a leading global investment bank focused on market surveillance.
- Benefits: Enjoy competitive pay, potential remote work, and professional growth opportunities.
- Why this job: Be part of a dynamic team tackling market abuse and enhancing financial integrity.
- Qualifications: Experience in financial services surveillance and knowledge of FCA regulations required.
- Other info: Contact the compliance team for more details or to apply.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm’s markets surveillance function.
Your responsibilities will include:
- Assist in performing daily surveillance of trading to ensure compliance with relevant regulations
- Investigating potential instances of market abuse and rule breaches and producing detailed reports highlighting the abusive behaviour
- Playing an important part in the delivery of a variety of initiatives across surveillance i.e. system testing and implementation
- Helping improve current systems and processes
- Being the point of contact for policies and procedures that impact the surveillance space
- Producing and analysing reports
As a successful applicant you will have:
- Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets
- A working knowledge of the relevant FCA rules and regulations
- Experience in surveillance project delivery
- Strong attention to detail
- Excellent communication skills both verbal and written
For more information or to apply, please contact the compliance team on 020 33015821 or ben.hudson@blackswangroup.com
Surveillance Officer employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Surveillance Officer
✨Tip Number 1
Familiarise yourself with the latest FCA rules and regulations relevant to market surveillance. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and your understanding of the industry's standards.
✨Tip Number 2
Network with professionals already working in the surveillance function of financial services. Attend industry events or join online forums to gain insights and potentially get referrals that could lead to job opportunities.
✨Tip Number 3
Prepare to discuss specific examples of your experience in surveillance, particularly any projects you've delivered. Highlighting your problem-solving skills and attention to detail will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends and technologies in market surveillance. Being knowledgeable about system testing and implementation can give you an edge, showing that you're proactive and ready to contribute to improvements in the role.
We think you need these skills to ace Surveillance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Surveillance Officer. Familiarise yourself with the daily tasks and the skills required, such as knowledge of FCA rules and experience in surveillance.
Tailor Your CV: Highlight your relevant experience in compliance and surveillance within financial services. Emphasise your attention to detail and any specific projects you've worked on that relate to market abuse investigations or system improvements.
Craft a Strong Cover Letter: In your cover letter, explain why you're interested in this position and how your background aligns with the job requirements. Mention your communication skills and any specific examples of your work in surveillance or compliance.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. Ensure that your documents are clear, concise, and free from typos, as attention to detail is crucial in this role.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Familiarise yourself with the relevant FCA rules and regulations before the interview. Being able to discuss these confidently will demonstrate your expertise and understanding of the compliance landscape.
✨Showcase Your Experience
Prepare specific examples from your previous roles that highlight your experience in surveillance functions, particularly within equities markets. This will help illustrate your capability to handle the responsibilities of the role.
✨Emphasise Attention to Detail
Since this role requires a strong attention to detail, be ready to discuss how you ensure accuracy in your work. You might want to share instances where your meticulousness led to identifying potential market abuse or rule breaches.
✨Communicate Effectively
Practice articulating your thoughts clearly and concisely. Given the importance of communication in this role, showcasing your verbal and written skills during the interview will be crucial.
