At a Glance
- Tasks: Lead the design and oversight of Compliance Monitoring & Testing in a dynamic financial environment.
- Company: Join a top-tier financial market infrastructure organisation with a strong reputation.
- Benefits: Competitive salary, leadership opportunities, and a chance to shape compliance strategies.
- Other info: Engage with senior governance committees and drive data-led decision making.
- Why this job: Make a significant impact in a highly regulated capital markets setting.
- Qualifications: 10+ years in Compliance Assurance with strong FCA regulatory experience.
The predicted salary is between 80000 - 120000 £ per year.
We are partnering with a leading financial market infrastructure organisation to appoint a VP level Control Testing/ Assurance individual within its Regulation & Compliance function. This is a senior 2LOD leadership role responsible for designing, implementing, and overseeing the Compliance Monitoring & Testing framework across a highly regulated capital markets environment.
Key requirements:
- 10+ years Monitoring & Testing / Compliance Assurance experience in the UK
- Strong experience of FCA regulatory oversight within exchanges, clearing houses, investment banking, or broader market infrastructure businesses
- Capital markets or market infrastructure background
- Experience presenting to senior governance committees
- Data-led mindset with exposure to analytics and reporting tools
For a confidential discussion, please get in touch sam.vale@blackswangroup.com
VP Controls Testing in London employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP Controls Testing in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance and controls testing. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! When you get the chance to meet potential employers or attend industry events, don’t hold back on sharing your knowledge about FCA regulations and compliance frameworks. This will position you as a go-to person in your field.
✨Tip Number 3
Prepare for interviews by diving deep into the company’s compliance culture. Research their recent regulatory challenges and think about how your experience can help them navigate these issues. Tailoring your approach shows you’re genuinely interested.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for your skills in controls testing and compliance assurance. Plus, it’s a great way to ensure your application gets noticed!
We think you need these skills to ace VP Controls Testing in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the VP Controls Testing role. Highlight your 10+ years of experience in Monitoring & Testing and Compliance Assurance, especially within the UK financial services sector. We want to see how your background aligns with the key requirements!
Showcase Your Leadership Skills: Since this is a senior leadership role, don’t forget to showcase your experience in leading teams and presenting to senior governance committees. We’re looking for someone who can inspire confidence and drive compliance initiatives effectively.
Highlight Data-Driven Achievements: We love a data-led mindset! Make sure to include any achievements that demonstrate your exposure to analytics and reporting tools. This will show us that you can leverage data to enhance compliance monitoring and testing frameworks.
Apply Through Our Website: Finally, don’t forget to apply through our website! It’s the best way for us to receive your application and ensure it gets the attention it deserves. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance frameworks relevant to capital markets. Being able to discuss these in detail will show your expertise and understanding of the industry.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led teams in compliance monitoring and testing. Highlight your experience in presenting to senior governance committees, as this is crucial for a VP role.
✨Data-Driven Approach
Demonstrate your data-led mindset by discussing specific analytics and reporting tools you've used. Be ready to explain how you've leveraged data to improve compliance processes in previous roles.
✨Tailor Your Experience
Align your 10+ years of experience with the job requirements. Be specific about your background in market infrastructure and how it relates to the role, ensuring you connect your past roles to the responsibilities of the VP position.