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- Tasks: Lead compliance initiatives and ensure adherence to financial regulations in a dynamic investment firm.
- Company: Join a top alternative investment management firm based in London.
- Benefits: Competitive salary, career growth, and a chance to shape compliance practices.
- Why this job: Make a real impact on compliance standards in the finance industry.
- Qualifications: Degree in Finance, Economics, or Law; compliance experience required.
- Other info: Collaborative environment with opportunities to train and mentor junior team members.
The predicted salary is between 48000 - 72000 £ per year.
Our client is an alternative investment management firm based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Senior Compliance Manager to join their Compliance team and contribute to the success and growth of the firm.
As a Senior Compliance Manager, you will play a crucial role in maintaining and enhancing the firm's compliance programme, holding generalist responsibilities. You will report to the Head of Compliance. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities- Regulatory change including projects and implementation
- General compliance advisory to the business
- Review financial promotions, marketing and client communications
- Monitor trading activity to detect potential market abuse
- Manage the Compliance Monitoring Programme
- Maintain working knowledge of regulatory frameworks
- Creating, managing, and enhancing policies and procedures
- Train junior members of the compliance team
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Generalist compliance experience with a focus on AIFM compliance and ideally SEC exposure.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem‐solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm's continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Senior Compliance Manager in London employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager in London
✨Tip Number 1
Don’t just sit back and wait for the job to come to you! Reach out directly to the job poster, like Jon Pettet in this case. A quick message can show your enthusiasm and help you stand out from the crowd.
✨Tip Number 2
Network, network, network! Connect with professionals in the compliance field on LinkedIn or at industry events. We all know that sometimes it’s not just what you know, but who you know that can land you that dream job.
✨Tip Number 3
Prepare for interviews by brushing up on your knowledge of UK financial regulations and compliance best practices. We recommend practising common interview questions and scenarios related to compliance issues to showcase your expertise.
✨Tip Number 4
Finally, don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for talented individuals like you to join our team!
We think you need these skills to ace Senior Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience with financial regulations and compliance, especially in alternative asset management. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Share specific examples of your compliance experience and how you've tackled complex issues in the past. We love a good story!
Showcase Your Analytical Skills: As a Senior Compliance Manager, analytical skills are key. In your application, mention instances where you've successfully analysed compliance issues or implemented regulatory changes. We want to see your problem-solving prowess!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss any important updates. Plus, it’s super easy – just a few clicks and you’re done!
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you brush up on UK financial regulations and compliance standards relevant to alternative asset management. Being able to discuss specific regulations and how they impact the firm will show that you're not just knowledgeable but also genuinely interested in the role.
✨Prepare for Scenario Questions
Expect to be asked about how you would handle complex compliance issues or regulatory changes. Think of examples from your past experience where you've successfully navigated similar challenges, and be ready to explain your thought process and the outcomes.
✨Showcase Your Communication Skills
As a Senior Compliance Manager, you'll need to communicate effectively with various stakeholders. Prepare to demonstrate your ability to simplify complex compliance topics during the interview. Practise explaining a complicated regulation in layman's terms to show your communication prowess.
✨Highlight Team Leadership Experience
Since you'll be training junior members of the compliance team, be ready to discuss your leadership style and any previous mentoring experiences. Share specific examples of how you've helped others grow in their roles, as this will illustrate your capability to lead and develop talent within the team.
