At a Glance
- Tasks: Lead a compliance team and provide strategic oversight for UK Markets activities.
- Company: A leading international investment banking and markets business.
- Benefits: High-profile role with significant exposure to senior stakeholders and regulators.
- Other info: Opportunity to shape compliance culture and engage in innovative business initiatives.
- Why this job: Broaden your influence in a global organisation while driving compliance in capital markets.
- Qualifications: Extensive experience in Markets Compliance and strong leadership skills.
The predicted salary is between 80000 - 100000 £ per year.
A leading international investment banking and markets business is seeking an experienced compliance leader to head its UK Markets Advisory Compliance function.
This is a high-profile leadership role sitting at the heart of a complex global markets platform.
The successful individual will lead a specialist compliance advisory team, act as a trusted adviser to senior business leadership, and drive the compliance framework supporting a broad range of capital markets and trading activities across the UK.
The role offers significant exposure to senior stakeholders, regulators, governance forums, and strategic business initiatives, making it an exceptional opportunity for an established Markets Compliance professional looking to broaden their influence within a global organisation.
As Head of Markets Advisory Compliance, you will be responsible for providing strategic compliance oversight and advisory support across UK Markets activities.
You will partner closely with business leadership to identify, assess and mitigate regulatory and reputational risks while ensuring adherence to an evolving regulatory landscape.
You will lead a team of experienced compliance professionals and play a key role in regulatory engagement, governance, new business initiatives, algorithmic trading oversight, regulatory change management, and the implementation of effective compliance controls
Lead and develop a high-performing Markets Advisory Compliance team.
Provide expert regulatory and compliance advice to senior Markets stakeholders.
Maintain oversight of key regulatory developments impacting global markets businesses.
Manage responses to regulatory enquiries and support interactions with regulators.
Advise on new products, strategic business initiatives and significant change programmes.
Oversee compliance risk assessments, controls and monitoring frameworks.
Drive compliance engagement across trading, sales, structuring and electronic trading activities.
Provide oversight and challenge across algorithmic trading governance.
Partner with legal, risk, audit and other control functions to deliver an effective risk management framework.
Promote a strong culture of compliance and conduct across the Markets business.
StudySmarter Expert Advice🤫
We think this is how you could land Head of Markets Advisory Compliance in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Black Swan Group. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Head of Markets Advisory Compliance in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Black Swan Group.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Black Swan Group's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Black Swan Group
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Black Swan Group.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Black Swan Group will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Black Swan Group employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
