At a Glance
- Tasks: Lead the design and implementation of Compliance Monitoring & Testing frameworks.
- Company: Join a top-tier financial market infrastructure organisation.
- Benefits: Competitive salary and opportunities for professional growth.
- Other info: Senior leadership role with exposure to governance committees.
- Why this job: Make a significant impact in a highly regulated capital markets environment.
- Qualifications: 10+ years in Compliance Assurance with strong FCA oversight experience.
The predicted salary is between 60000 - 90000 £ per year.
We are partnering with a leading financial market infrastructure organisation to appoint a VP level Control Testing/ Assurance individual within its Regulation & Compliance function. This is a senior 2LOD leadership role responsible for designing, implementing, and overseeing the Compliance Monitoring & Testing framework across a highly regulated capital markets environment.
Key requirements:
- 10+ years Monitoring & Testing / Compliance Assurance experience in the UK
- Strong experience of FCA regulatory oversight within exchanges, clearing houses, investment banking, or broader market infrastructure businesses
- Capital markets or market infrastructure background
- Experience presenting to senior governance committees
- Data-led mindset with exposure to analytics and reporting tools
For a confidential discussion, please get in touch.
Head of Controls Testing in London employer: Black Swan Group
Black Swan Group is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong focus on employee growth, the firm provides ample opportunities for professional development and career advancement, alongside a highly competitive compensation package that reflects the value placed on expertise and dedication. Join a team that values your contributions and fosters a culture of excellence and efficiency in the fast-paced world of equities operations.
