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- Tasks: Monitor compliance with financial regulations and enhance the firm's compliance programme.
- Company: Join a leading credit-focused hedge fund in London committed to ethical practices.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth.
- Why this job: Be part of a team that values compliance and contributes to the firm's success.
- Qualifications: Bachelor's degree in Finance, Economics, or Law; 3+ years in compliance.
- Other info: Contact Jon Pettet for more details at jon.pettet@blackswangroup.com.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a credit focused hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.
As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:- Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.
- Thematic reviews and testing
- Develop and maintain compliance policies and procedures
- Regulatory filing
- PA dealing
- G&E
- Compliance training
- Client onboarding (AML and KYC)
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Prior experience (3+ years) in a generalist compliance role working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Hedge Fund Compliance Associate employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
jon.pettet@blackswangroup.com
StudySmarter Expert Advice 🤫
We think this is how you could land Hedge Fund Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest UK financial regulations, especially AIFMD and FCA guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the hedge fund industry, particularly those in compliance roles. Attend relevant events or webinars to build connections and gain insights into the current compliance landscape.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Highlight your analytical skills and how you've effectively communicated solutions to stakeholders, as this is crucial for the role.
✨Tip Number 4
Stay updated on industry trends and best practices in compliance. Being knowledgeable about recent developments can set you apart during discussions and show your proactive approach to the role.
We think you need these skills to ace Hedge Fund Compliance Associate
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Associate in a hedge fund. Familiarise yourself with key regulations like AIFMD and FCA guidelines, as this knowledge will be crucial in your application.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within alternative investment firms. Emphasise your understanding of UK financial regulations and any specific projects you've worked on that relate to compliance policies or regulatory filings.
Craft a Strong Cover Letter: Use your cover letter to showcase your analytical skills and attention to detail. Provide examples of how you've effectively communicated complex compliance issues in previous roles, and express your enthusiasm for contributing to the firm's compliance programme.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. Ensure that your documents are clear, concise, and free from typos, as attention to detail is critical in compliance roles.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you have a solid understanding of the relevant financial regulations, especially AIFMD and FCA guidelines. Brush up on recent changes and be prepared to discuss how they impact compliance practices.
✨Showcase Your Analytical Skills
Be ready to demonstrate your analytical and problem-solving abilities. Prepare examples from your past experience where you successfully navigated complex compliance issues or improved processes.
✨Communicate Clearly
Practice explaining complex compliance topics in simple terms. You may need to communicate with stakeholders at various levels, so being able to convey your thoughts clearly is crucial.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making skills in compliance situations. Think about how you would handle specific compliance challenges and be ready to articulate your thought process.
