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- Tasks: Monitor compliance with financial regulations and enhance the firm's compliance programme.
- Company: Join a leading credit-focused hedge fund in London committed to ethical practices.
- Benefits: Gain valuable experience in a dynamic environment with potential for career growth.
- Why this job: Be part of a team that values compliance and integrity in the finance industry.
- Qualifications: Bachelor's degree in Finance, Economics, Law, or related field; 3+ years in compliance.
- Other info: Contact Jon Pettet at jon.pettet@blackswangroup.com for more details.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a credit focused hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.
As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:- Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.
- Thematic reviews and testing
- Develop and maintain compliance policies and procedures
- Regulatory filing
- PA dealing
- G&E
- Compliance training
- Client onboarding (AML and KYC)
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Prior experience (3+ years) in a generalist compliance role working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Hedge Fund Compliance Associate employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Hedge Fund Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest UK financial regulations, especially AIFMD and FCA guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the hedge fund industry, particularly those in compliance roles. Attend relevant events or webinars to build connections that could lead to referrals or insider information about the job.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Being able to articulate your problem-solving skills and analytical abilities will set you apart from other candidates.
✨Tip Number 4
Research the firm’s compliance culture and values. Tailoring your conversation to align with their ethos during interviews can show that you’re a good fit for their team.
We think you need these skills to ace Hedge Fund Compliance Associate
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Associate in a hedge fund. Familiarise yourself with key regulations like AIFMD and FCA guidelines, as this knowledge will be crucial in your application.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within alternative investment firms. Emphasise your understanding of UK financial regulations and any specific projects or achievements that demonstrate your analytical skills and attention to detail.
Craft a Strong Cover Letter: Use your cover letter to explain why you're a great fit for the role. Discuss your previous compliance experience, your ability to communicate complex issues, and how you can contribute to the firm's compliance programme. Make it personal and engaging!
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Look for any spelling or grammatical errors, and ensure that all information is accurate and clearly presented. A polished application reflects your attention to detail, which is vital in compliance roles.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Familiarise yourself with key financial regulations such as AIFMD and FCA guidelines. Being able to discuss these in detail will demonstrate your understanding of the compliance landscape and show that you're proactive about staying informed.
✨Showcase Your Analytical Skills
Prepare examples of how you've tackled complex compliance issues in the past. Highlight your analytical and problem-solving skills, as these are crucial for the role. Use specific scenarios to illustrate your thought process and outcomes.
✨Communicate Clearly
Practice explaining compliance concepts in simple terms. You'll need to communicate effectively with various stakeholders, so being able to break down complex issues will be a valuable asset during the interview.
✨Demonstrate Attention to Detail
Bring examples of your work that showcase your attention to detail, especially in compliance documentation or regulatory filings. This will help reinforce your suitability for a role that requires precision and thoroughness.
