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- Tasks: Lead a compliance team, ensuring regulatory adherence in commodities trading.
- Company: Join a dynamic trading business focused on commodities and derivatives.
- Benefits: Enjoy competitive salary, professional development, and a collaborative work culture.
- Why this job: Make a real impact in a fast-paced environment while shaping compliance strategies.
- Qualifications: Experience in compliance within trading houses, especially in oil or energy, is essential.
- Other info: Ideal for strategic thinkers who thrive under pressure and want to lead.
The predicted salary is between 72000 - 108000 £ per year.
The Head of Compliance will lead a team of six, overseeing all compliance functions for a commodities trading business focused on derivatives. Holding SMF16/17 responsibilities, this role ensures regulatory adherence, drives a robust compliance culture, and mitigates risks in a dynamic trading environment, with a preference for expertise in oil or energy commodities.
Key Responsibilities:
- Develop and implement compliance policies.
- Oversee monitoring, reporting, and advisory functions for derivatives trading.
- Lead and mentor a small team in compliance.
- Serve as the primary regulatory contact, fulfilling SMF16/17 obligations.
- Conduct risk assessments and maintain controls for commodities trading activities.
- Advise senior leadership on regulatory changes and their impact.
- Deliver training to foster compliance awareness across the organisation.
Candidate Profile:
- Proven compliance experience in trading houses (especially oil/energy), brokerages or market makers.
- Deep understanding of derivatives regulations and trading operations.
- Prior team management and SMF16/17 experience is highly desirable.
- Strategic, proactive thinker with resilience in high-pressure environments.
Head of Compliance - Commodities/Derivatives employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance - Commodities/Derivatives
✨Tip Number 1
Network with professionals in the commodities and derivatives sectors. Attend industry conferences or webinars to connect with potential colleagues and leaders in compliance roles. This can help you gain insights into the latest trends and expectations in the field.
✨Tip Number 2
Stay updated on regulatory changes affecting the commodities market, especially in oil and energy. Subscribe to relevant newsletters or follow key regulatory bodies on social media to ensure you're well-informed and can discuss these topics during interviews.
✨Tip Number 3
Prepare to demonstrate your leadership skills by thinking of examples where you've successfully managed a team or led compliance initiatives. Be ready to discuss how you fostered a compliance culture in previous roles, as this will be crucial for the Head of Compliance position.
✨Tip Number 4
Research StudySmarter's values and mission to align your approach with our organisational culture. Understanding our commitment to compliance and education will help you articulate how you can contribute to our goals during the interview process.
We think you need these skills to ace Head of Compliance - Commodities/Derivatives
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience specifically in trading houses, brokerages, or market makers. Emphasise any roles where you held SMF16/17 responsibilities and showcase your understanding of derivatives regulations.
Craft a Compelling Cover Letter: In your cover letter, explain why you're the perfect fit for the Head of Compliance role. Discuss your strategic thinking and how you've successfully led teams in high-pressure environments, particularly in oil or energy commodities.
Highlight Relevant Achievements: When detailing your experience, focus on specific achievements that demonstrate your ability to develop and implement compliance policies, conduct risk assessments, and deliver training. Use metrics where possible to quantify your impact.
Showcase Your Leadership Skills: Since this role involves leading a team, make sure to highlight your previous management experience. Discuss how you've mentored others and fostered a strong compliance culture within your organisation.
How to prepare for a job interview at Black Swan Group
✨Showcase Your Compliance Expertise
Make sure to highlight your proven compliance experience in trading houses, especially in oil or energy commodities. Be prepared to discuss specific regulations and how you've successfully navigated them in previous roles.
✨Demonstrate Leadership Skills
As the role involves leading a team, it's crucial to showcase your team management experience. Share examples of how you've mentored others and fostered a strong compliance culture within your team.
✨Prepare for Regulatory Discussions
Since you'll be serving as the primary regulatory contact, brush up on current regulations affecting derivatives trading. Be ready to discuss how you would advise senior leadership on regulatory changes and their implications.
✨Exhibit Strategic Thinking
The role requires a strategic and proactive mindset. Prepare to discuss scenarios where you've identified risks and implemented controls effectively in a dynamic trading environment, demonstrating your resilience under pressure.
