Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance efforts and manage regulatory activities in a dynamic brokerage environment.
- Company: Small, vibrant private markets broker based in London.
- Benefits: Competitive salary and the chance to shape compliance strategy.
- Why this job: Make a significant impact in a growing firm while enhancing your compliance expertise.
- Qualifications: Experience in compliance roles preferred but not essential; strong organisational skills required.
- Other info: Opportunity for career advancement in a supportive team.
The predicted salary is between 48000 - 72000 £ per year.
Overview Retail broker seeks head of compliance to support a growing business.
Responsibilities Work as part of a team, in a leadership capacity reporting into a senior commercial officer who is ex-compliance themselves.
The role will require a generalist to take on duties on both the compliance and financial crime sides.
With time, you can grow to become the SMF16/17 and for those that feel ready this could happen from day one.
#J-18808-Ljbffr
Head of Compliance employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a new role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance best practices. We want you to be ready to showcase your expertise and how it aligns with the needs of the private markets broker.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step to connect with us directly.
We think you need these skills to ace Head of Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in compliance, especially in private markets. We want to see how your background aligns with the role, so don’t be shy about showcasing your skills!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Head of Compliance role. Share specific examples of your past compliance duties and how they relate to our needs.
Show Your Passion for Compliance: We love candidates who are genuinely passionate about compliance! In your application, let us know what drives you in this field and how you stay updated on regulatory changes. It’ll make you stand out!
Apply Through Our Website: To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Black Swan Group
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and practices, especially those relevant to private markets. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with the basics but are genuinely engaged with the field.
✨Showcase Your Experience
Even if you haven't held the Head of Compliance title before, highlight your relevant experience in compliance roles. Prepare examples of how you've successfully managed compliance duties and activities in the past, as this will demonstrate your capability to take on this responsibility.
✨Understand the Company’s Regulatory Plan
Research the company’s current regulatory plan and any recent changes in their compliance strategy. This knowledge will allow you to ask insightful questions during the interview and show that you’re proactive about understanding their specific needs.
✨Prepare for Scenario Questions
Expect scenario-based questions where you'll need to demonstrate your problem-solving skills in compliance situations. Think of a few scenarios you might face in this role and how you would handle them, as this will help you articulate your thought process clearly during the interview.
