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- Tasks: Lead Control Room activities and provide compliance advice to senior leaders.
- Company: Top global investment bank with a focus on compliance and regulatory excellence.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a prestigious firm and make a significant impact in compliance advisory.
- Qualifications: Strong compliance experience and knowledge of UK/EU regulatory frameworks required.
- Other info: Work in a fast-paced environment with excellent career advancement potential.
The predicted salary is between 72000 - 108000 £ per year.
Control Room, Compliance Advisory – VP equivalent
Investment Banking
London – 4x a week in office
We’re partnering with a leading global investment bank to identify a leader in Control Room, Compliance Advisory for their London office.
Key Responsibilities:
- Manage Control Room activities including clearance of Research escalations, Watch & Restricted Lists, deal updates, information barrier management and regulatory disclosures.
- Provide clear, timely compliance advice to senior business leaders.
- Maintain and develop policies and procedures aligned with evolving FCA and Takeover Panel requirements.
- Deliver compliance training and contribute to monitoring and surveillance frameworks.
- Support regulatory interactions, investigations, and ad-hoc advisory queries.
Key Requirements:
- Strong compliance experience within investment banking or research advisory environments.
- Knowledge of UK and EU regulatory frameworks, particularly FCA Handbook and Takeover Panel rules.
- Proven ability to manage sensitive information and navigate complex regulatory issues.
- Strong attention to detail, organisational skills and the ability to work under pressure.
If this sounds interesting and like a good match, please apply or share a copy of your CV to sam.vale@blackswangroup.com for a confidential discussion.
Control Room Compliance employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Control Room Compliance
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment banking sector and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about roles that might not even be advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook and Takeover Panel rules. We want you to be able to discuss these confidently, as they’re crucial for the Control Room Compliance role.
✨Tip Number 3
Showcase your experience with sensitive information management during interviews. We know it’s a big deal in compliance, so share specific examples of how you've navigated complex regulatory issues in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Control Room Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Control Room Compliance role. Highlight your relevant experience in compliance and investment banking, and don’t forget to mention any specific knowledge of the FCA Handbook or Takeover Panel rules.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your strong attention to detail and organisational skills, and how they’ll help you manage sensitive information effectively.
Showcase Your Regulatory Knowledge: Since this role involves navigating complex regulatory issues, make sure to showcase your understanding of UK and EU regulatory frameworks. This will demonstrate that you’re not just a good fit, but a knowledgeable one too!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s quick and easy, and ensures your application gets to the right place without any hiccups!
How to prepare for a job interview at Black Swan Group
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of the FCA Handbook and Takeover Panel rules. Being able to discuss these frameworks confidently will show that you're not just familiar with compliance, but that you can navigate complex regulatory issues like a pro.
✨Prepare for Scenario Questions
Expect questions about how you would handle specific compliance scenarios, such as managing sensitive information or dealing with escalations. Think of examples from your past experience where you've successfully navigated similar situations and be ready to share them.
✨Showcase Your Organisational Skills
Since this role requires strong attention to detail and the ability to work under pressure, prepare to discuss how you manage your workload and prioritise tasks. Bring examples of how you've maintained compliance in fast-paced environments.
✨Engage with the Interviewers
Don’t forget that interviews are a two-way street! Prepare thoughtful questions about the team’s current challenges or the bank's approach to compliance. This shows your genuine interest in the role and helps you assess if it’s the right fit for you.