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- Tasks: Join a dynamic team to enhance compliance programmes and tackle regulatory challenges.
- Company: A top hedge fund in London, dedicated to ethical practices and regulatory excellence.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth and development.
- Why this job: Make a real impact in the finance world while working with industry experts.
- Qualifications: Bachelor's degree in Finance, Economics, or Law; 5-10 years of compliance experience required.
- Other info: Contact Jon Pettet at jon.pettet@blackswangroup.com for more details.
The predicted salary is between 43200 - 72000 £ per year.
Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.
As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:- Prepare and document the compliance monitoring programme including testing
- Advising the business on regulatory change
- Regulatory reporting across multiple jurisdictions
- Trade surveillance
- Creating, managing, and enhancing policies and procedures
- Compliance systems reviews and audits
- PA dealing
- Gifts and Entertainment
- Compliance training for staff at all levels including partners
- Ad hoc project work
- Bachelor's degree in Finance, Economics, Law, or a related field.
- Substantial generalist compliance experience (5-10 years) working for an alternative investment firm.
- Strong knowledge of UK financial regulations and industry best practices.
- Excellent analytical and problem-solving skills with high attention to detail.
- Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Compliance Officer – Hedge Fund employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer – Hedge Fund
✨Tip Number 1
Network with professionals in the hedge fund industry, especially those working in compliance. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 2
Stay updated on UK financial regulations and compliance best practices. Subscribe to relevant newsletters or follow regulatory bodies on social media to ensure you’re aware of any changes that could impact your role.
✨Tip Number 3
Prepare for interviews by familiarising yourself with common compliance scenarios and case studies in the hedge fund sector. Be ready to discuss how you would handle specific compliance issues and demonstrate your analytical skills.
✨Tip Number 4
Showcase your communication skills by practising how to explain complex compliance concepts in simple terms. This will be crucial when discussing compliance matters with stakeholders at all levels during the interview process.
We think you need these skills to ace Compliance Officer – Hedge Fund
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Officer in a hedge fund. Familiarise yourself with the key tasks mentioned in the job description, such as compliance monitoring and regulatory reporting.
Tailor Your CV: Highlight your relevant experience in compliance, especially within alternative investment firms. Emphasise your knowledge of UK financial regulations and any specific achievements that demonstrate your analytical and problem-solving skills.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the hedge fund industry. Mention how your background aligns with the firm's commitment to high standards of compliance and regulatory adherence.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a Compliance Officer role.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you have a solid understanding of UK financial regulations and compliance standards. Brush up on recent changes and be prepared to discuss how they impact the hedge fund industry.
✨Demonstrate Analytical Skills
Be ready to showcase your analytical and problem-solving abilities. Prepare examples from your past experience where you successfully navigated complex compliance issues, highlighting your attention to detail.
✨Communicate Effectively
Practice explaining complex compliance topics in simple terms. You may need to communicate with stakeholders at various levels, so demonstrating your ability to tailor your communication style is key.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making skills in compliance situations. Think about potential challenges you might face in the role and how you would address them.
