Compliance Officer - CFD trading

We are working with a derivatives trading house who have recently launched a retail CFD platform and is looking to build out its compliance function.

Responsibilities

• Monitor regulatory compliance (FCA, MiFID II, ESMA) across trading operations.
• Maintain and execute the Compliance Monitoring Program (CMP).
• Oversee AML/KYC controls and support regulatory reporting.
• Liaise with regulators and internal stakeholders on compliance matters.

Requirements

• 3–5 years experience in financial services compliance (CFD/FX preferred).
• Strong knowledge of UK/EU regulations and AML frameworks.
• Relevant certification (e.g., ICA, CISI) preferred.
• Excellent analytical and communication skills.