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- Tasks: Manage compliance programmes and ensure regulatory adherence in a dynamic asset management environment.
- Company: Join a leading private markets asset manager based in London, committed to compliance excellence.
- Benefits: Enjoy a collaborative team culture and opportunities for professional growth in a reputable firm.
- Why this job: Be part of a small team making a big impact on compliance and ethical practices in finance.
- Qualifications: Bachelor's degree in Finance, Economics, Law, or related field; compliance experience required.
- Other info: Contact Jon Pettet at jon.pettet@blackswangroup.com for more details.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Compliance Manager – Asset Management – Private Markets
Company Overview:
Our client is a private markets focused asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Manager to join their Compliance team and contribute to the success and growth of the firm.
Role Overview:
As a Compliance Manager, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key Responsibilities:
· Managing the Compliance Monitoring Programme
· Identifying, analysing, and implementing regulatory changes
· Regulatory reporting across multiple jurisdictions
· Review and approve financial promotions
· Creating, managing, and enhancing policies and procedures
· Provide compliance advice and respond to queries
· Ad hoc project work
Requirements:
· Bachelor's degree in Finance, Economics, Law, or a related field.
· Substantial generalist compliance experience working for an alternative investment firm.
· Strong knowledge of UK financial regulations and industry best practices.
· Excellent analytical and problem-solving skills with high attention to detail.
· Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.
If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply.
For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Compliance Manager - Asset Management employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Asset Management
✨Tip Number 1
Familiarise yourself with the latest UK financial regulations and compliance standards. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the asset management sector, especially those working in compliance roles. Attend industry events or join relevant online forums to build connections that could lead to valuable insights and potential referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Be ready to share examples of how you identified issues, implemented solutions, and communicated effectively with stakeholders to resolve them.
✨Tip Number 4
Research the company’s compliance culture and recent regulatory changes affecting their operations. Tailoring your conversation around their specific challenges can set you apart and show that you're genuinely interested in contributing to their success.
We think you need these skills to ace Compliance Manager - Asset Management
Some tips for your application 🫡
Understand the Role: Thoroughly read the job description for the Compliance Manager position. Make sure you understand the key responsibilities and requirements, as this will help you tailor your application to highlight relevant experience.
Highlight Relevant Experience: In your CV and cover letter, emphasise your substantial compliance experience, particularly in alternative investment firms. Use specific examples to demonstrate your understanding of UK financial regulations and your analytical skills.
Craft a Strong Cover Letter: Write a compelling cover letter that addresses why you are a good fit for the role. Mention your ability to communicate complex compliance issues effectively and how you can contribute to the firm's compliance programme.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects attention to detail, which is crucial for a Compliance Manager role.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you have a solid understanding of UK financial regulations and compliance standards. Brush up on recent changes and be prepared to discuss how they impact the asset management sector.
✨Showcase Your Analytical Skills
Be ready to demonstrate your analytical and problem-solving abilities. Prepare examples from your past experience where you successfully identified compliance issues and implemented effective solutions.
✨Communicate Clearly
Since the role involves communicating complex compliance issues, practice explaining these concepts in simple terms. This will show your ability to engage with stakeholders at all levels.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your decision-making skills in compliance situations. Think through potential challenges you might face in the role and how you would address them.
