At a Glance
- Tasks: Monitor compliance with financial regulations and enhance the firm's compliance programme.
- Company: Leading institutional asset manager based in London.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Other info: Great opportunity for career growth in a reputable firm.
- Why this job: Join a dynamic team and ensure ethical practices in finance.
- Qualifications: Understanding of financial regulations and strong analytical skills.
The predicted salary is between 40500 - 49500 £ per year.
- Compliance Associate – Asset Management - London
- Company
Overview: Our client is an institutional asset manager based in London.
The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices.
They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm.
Role
Overview: As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme.
You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures.
The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.
Key
Responsibilities
- Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines.
- Thematic reviews and testing
- Develop and maintain compliance policies and procedures
- Regulatory filing
- PA dealing
- G
Compliance Associate employer: Black Swan Group
Black Swan Group is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. With a strong focus on employee growth, the firm provides ample opportunities for professional development and career advancement, alongside a highly competitive compensation package that reflects the value placed on expertise and dedication. Join a team that values your contributions and fosters a culture of excellence and efficiency in the fast-paced world of equities operations.
