At a Glance
- Tasks: Support compliance for commodities derivatives trading and monitor regulatory requirements.
- Company: Join a leading firm in the commodities market, known for its innovative approach.
- Benefits: Enjoy competitive pay, flexible working hours, and opportunities for professional growth.
- Why this job: Be part of a dynamic team that shapes compliance strategies in a fast-paced environment.
- Qualifications: 3+ years in compliance with strong knowledge of derivatives markets required.
- Other info: Ideal for those passionate about finance and regulatory frameworks.
The predicted salary is between 36000 - 60000 £ per year.
Role Overview:
- Provide compliance advisory support for commodities derivatives trading.
- Monitor and interpret regulatory requirements, ensuring adherence to exchange rules and global regulations (MiFID II, REMIT).
- Collaborate with trading desks to assess compliance risks in derivatives transactions and develop risk mitigation strategies.
- Conduct training and maintain documentation to support compliance with exchange-specific policies and procedures.
Candidate Requirements:
- 3+ years of compliance experience in commodities derivatives trading.
- Strong knowledge of energy, metals, or agricultural derivatives markets and related regulatory frameworks.
- Effective communicator, capable of building relationships with front office sales and trading desks.
Compliance Advisory Associate - Commodities employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Advisory Associate - Commodities
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in commodities derivatives trading, especially MiFID II and REMIT. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a fast-paced environment.
✨Tip Number 2
Network with professionals in the commodities derivatives space. Attend industry events or webinars where you can meet compliance experts and trading desk personnel. Building these relationships can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Think about how you assessed risks and implemented strategies to mitigate them. Real-life examples will showcase your problem-solving skills and experience effectively.
✨Tip Number 4
Demonstrate your communication skills by preparing to explain complex compliance concepts in simple terms. This is crucial when collaborating with trading desks, so practice articulating your thoughts clearly and confidently.
We think you need these skills to ace Compliance Advisory Associate - Commodities
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the specifics of the Compliance Advisory Associate position in commodities derivatives trading. Highlight your understanding of MiFID II and REMIT regulations in your application.
Tailor Your CV: Ensure your CV reflects your 3+ years of compliance experience specifically in commodities derivatives trading. Emphasise your knowledge of energy, metals, or agricultural derivatives markets and any relevant regulatory frameworks.
Craft a Compelling Cover Letter: Write a cover letter that showcases your effective communication skills and your ability to build relationships with front office sales and trading desks. Use specific examples from your past experiences to demonstrate your capabilities.
Highlight Training Experience: If you have conducted training or maintained documentation for compliance purposes, make sure to include this in your application. It shows your proactive approach to compliance and your ability to support exchange-specific policies.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Familiarise yourself with key regulations like MiFID II and REMIT. Be prepared to discuss how these regulations impact commodities derivatives trading and demonstrate your understanding of compliance requirements.
✨Showcase Your Experience
Highlight your 3+ years of compliance experience in commodities derivatives trading. Prepare specific examples of how you've navigated compliance challenges and contributed to risk mitigation strategies in previous roles.
✨Build Rapport with the Interviewers
As an effective communicator, focus on building relationships during the interview. Engage with the interviewers by asking insightful questions about their trading desks and how compliance plays a role in their operations.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think through potential compliance risks in derivatives transactions and be ready to propose practical solutions.