Compliance Advisory Associate - Commodities
Compliance Advisory Associate - Commodities

Compliance Advisory Associate - Commodities

City of London Full-Time 48000 - 72000 £ / year (est.) No home office possible
B

At a Glance

  • Tasks: Support compliance in commodities derivatives trading and monitor regulatory requirements.
  • Company: Join a leading firm in the commodities market, known for its innovative approach.
  • Benefits: Enjoy competitive pay, professional development opportunities, and a dynamic work environment.
  • Why this job: Be part of a team that shapes compliance strategies and impacts global trading practices.
  • Qualifications: 3+ years in compliance with strong knowledge of derivatives markets required.
  • Other info: Ideal for those passionate about finance and regulatory frameworks.

The predicted salary is between 48000 - 72000 £ per year.

Role Overview:

  • Provide compliance advisory support for commodities derivatives trading.
  • Monitor and interpret regulatory requirements, ensuring adherence to exchange rules and global regulations (MiFID II, REMIT).
  • Collaborate with trading desks to assess compliance risks in derivatives transactions and develop risk mitigation strategies.
  • Conduct training and maintain documentation to support compliance with exchange-specific policies and procedures.

Candidate Requirements:

  • 3+ years of compliance experience in commodities derivatives trading.
  • Strong knowledge of energy, metals, or agricultural derivatives markets and related regulatory frameworks.
  • Effective communicator, capable of building relationships with front office sales and trading desks.

Compliance Advisory Associate - Commodities employer: Black Swan Group

As a leading player in the commodities derivatives trading sector, our company offers a dynamic work environment that fosters collaboration and innovation. We prioritise employee growth through comprehensive training programmes and mentorship opportunities, ensuring that our team members are well-equipped to navigate the complexities of regulatory compliance. Located in a vibrant financial hub, we provide a supportive culture that values diversity and encourages open communication, making us an excellent employer for those seeking meaningful and rewarding careers.
B

Contact Detail:

Black Swan Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Advisory Associate - Commodities

✨Tip Number 1

Familiarise yourself with the latest regulatory changes in commodities derivatives trading, especially MiFID II and REMIT. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a fast-paced environment.

✨Tip Number 2

Network with professionals in the compliance and commodities sectors. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance advisory roles.

✨Tip Number 3

Prepare to discuss specific compliance risks you've identified and mitigated in previous roles. Use concrete examples to showcase your problem-solving skills and your ability to collaborate effectively with trading desks.

✨Tip Number 4

Brush up on your communication skills, as building relationships with front office sales and trading desks is crucial. Practice articulating complex compliance concepts in a clear and concise manner to ensure you can engage effectively with various stakeholders.

We think you need these skills to ace Compliance Advisory Associate - Commodities

Compliance Knowledge
Regulatory Interpretation
Risk Assessment
MiFID II Familiarity
REMIT Understanding
Derivatives Trading Expertise
Market Analysis
Training and Development Skills
Documentation Management
Relationship Building
Effective Communication
Attention to Detail
Problem-Solving Skills
Collaboration Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your compliance experience specifically in commodities derivatives trading. Emphasise your knowledge of regulatory frameworks like MiFID II and REMIT, as well as any relevant achievements.

Craft a Strong Cover Letter: In your cover letter, explain why you are passionate about compliance in the commodities sector. Mention specific experiences that demonstrate your ability to assess compliance risks and develop mitigation strategies.

Showcase Communication Skills: Since effective communication is key for this role, provide examples in your application that illustrate how you've successfully collaborated with trading desks or built relationships with front office teams.

Highlight Training Experience: If you have conducted training sessions or developed compliance documentation in the past, make sure to include these details. This will show your capability to maintain compliance with exchange-specific policies.

How to prepare for a job interview at Black Swan Group

✨Know Your Regulations

Familiarise yourself with key regulations like MiFID II and REMIT. Be prepared to discuss how these regulations impact commodities derivatives trading and demonstrate your understanding of compliance requirements.

✨Showcase Your Experience

Highlight your 3+ years of compliance experience in commodities derivatives trading. Prepare specific examples of how you've assessed compliance risks and developed mitigation strategies in previous roles.

✨Communicate Effectively

As an effective communicator, you should be ready to explain complex compliance concepts in simple terms. Practice articulating your thoughts clearly, especially when discussing how you would collaborate with trading desks.

✨Prepare for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you navigated them, as this will showcase your critical thinking abilities.

Compliance Advisory Associate - Commodities
Black Swan Group
B
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