Compliance Advisory

Compliance Advisory

Full-Time 60000 - 80000 £ / year (est.) No home office possible
Black Swan Group

At a Glance

  • Tasks: Advise on compliance and regulatory implications in capital markets across EMEA.
  • Company: Dynamic financial services firm with a focus on compliance excellence.
  • Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
  • Other info: Join a collaborative team dedicated to navigating complex regulatory landscapes.
  • Why this job: Be a key player in shaping compliance strategies in a fast-paced environment.
  • Qualifications: Solid MIFID knowledge and experience in capital markets advisory.

The predicted salary is between 60000 - 80000 £ per year.

We seek a good advisory candidate from capital markets with solid MIFID knowledge to help with the below:

  • Business Advisory
  • Act as a trusted compliance partner to front office and operational teams across the EMEA region
  • Provide guidance on regulatory implications of new products, strategic initiatives, and evolving rules
  • Interpret and apply trading venue regulations, transparency requirements, and reporting obligations across UK and EU frameworks
  • Regulatory Issues

Compliance Advisory employer: Black Swan Group

As a leading compliance advisory firm, we pride ourselves on fostering a collaborative and inclusive work culture that empowers our employees to thrive. Located in the heart of the EMEA region, we offer exceptional growth opportunities through continuous training and mentorship, ensuring our team stays ahead in the ever-evolving regulatory landscape. Join us to be part of a dynamic environment where your expertise in capital markets and MIFID knowledge will be valued and rewarded.
Black Swan Group

Contact Detail:

Black Swan Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Advisory

✨Tip Number 1

Network like a pro! Reach out to folks in the capital markets and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.

✨Tip Number 2

Brush up on your MIFID knowledge! Make sure you can discuss its implications confidently during interviews. We all know that being well-versed in regulations can set you apart from the competition.

✨Tip Number 3

Prepare for situational questions! Think about how you would act as a trusted compliance partner in various scenarios. We want to see your problem-solving skills in action!

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.

We think you need these skills to ace Compliance Advisory

MIFID Knowledge
Regulatory Compliance
Business Advisory
Capital Markets Expertise
Interpretation of Trading Venue Regulations
Understanding of Transparency Requirements
Knowledge of Reporting Obligations
Advisory Skills
Stakeholder Engagement
Analytical Skills
Communication Skills
Problem-Solving Skills
Knowledge of UK and EU Regulatory Frameworks

Some tips for your application 🫡

Show Off Your MIFID Knowledge: Make sure to highlight your understanding of MIFID in your application. We want to see how you can apply this knowledge to real-world scenarios, especially in capital markets.

Tailor Your Experience: When writing your application, focus on your experience in business advisory roles. We’re looking for candidates who can act as trusted compliance partners, so share examples that showcase your ability to guide teams effectively.

Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon unless it’s necessary. Make it easy for us to see why you’re a great fit for the role.

Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the Compliance Advisory position.

How to prepare for a job interview at Black Swan Group

✨Know Your MIFID Inside Out

Make sure you brush up on your MIFID knowledge before the interview. Be prepared to discuss how it impacts capital markets and be ready to provide examples of how you've applied this knowledge in previous roles.

✨Understand the Regulatory Landscape

Familiarise yourself with the latest regulatory changes in both the UK and EU frameworks. This will not only show your commitment but also help you articulate how these changes could affect the business and its operations.

✨Showcase Your Advisory Skills

Think of specific instances where you've acted as a trusted compliance partner. Prepare to share stories that highlight your ability to guide teams through complex regulatory issues, demonstrating your value as an advisor.

✨Prepare Questions for Them

Have insightful questions ready about their current compliance challenges or upcoming projects. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

>