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- Tasks: Lead the design and oversight of Compliance Monitoring & Testing in a dynamic financial environment.
- Company: Join a top-tier financial market infrastructure organisation with a strong reputation.
- Benefits: Competitive salary, leadership opportunities, and a chance to shape compliance strategies.
- Other info: Engage with senior governance committees and drive data-led decision making.
- Why this job: Make a significant impact in a highly regulated capital markets setting.
- Qualifications: 10+ years in Compliance Assurance with strong FCA regulatory experience.
The predicted salary is between 90000 - 120000 £ per year.
We are partnering with a leading financial market infrastructure organisation to appoint a VP level Control Testing/ Assurance individual within its Regulation & Compliance function. This is a senior 2LOD leadership role responsible for designing, implementing, and overseeing the Compliance Monitoring & Testing framework across a highly regulated capital markets environment.
Key requirements:
- 10+ years Monitoring & Testing / Compliance Assurance experience in the UK
- Strong experience of FCA regulatory oversight within exchanges, clearing houses, investment banking, or broader market infrastructure businesses
- Capital markets or market infrastructure background
- Experience presenting to senior governance committees
- Data-led mindset with exposure to analytics and reporting tools
For a confidential discussion, please get in touch sam.vale@blackswangroup.com
VP Controls Testing in City of London employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land VP Controls Testing in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance and controls testing. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! When you get the chance to meet potential employers or attend industry events, don’t hold back on sharing your knowledge about FCA regulations and compliance frameworks. This will position you as a go-to person in your field.
✨Tip Number 3
Prepare for interviews by diving deep into the company’s compliance culture. Research their recent projects or challenges in the capital markets space. This will help you tailor your responses and demonstrate that you’re not just another candidate but someone who truly understands their needs.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might be perfect for you. Plus, applying directly shows your enthusiasm and commitment to joining the team.
We think you need these skills to ace VP Controls Testing in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your 10+ years of Monitoring & Testing experience. We want to see how your background in capital markets or market infrastructure aligns with the role.
Showcase Your Leadership Skills: As this is a senior role, don’t forget to showcase your leadership experience. We’re looking for someone who can design and implement frameworks, so share examples of your past successes in similar positions.
Highlight Regulatory Knowledge: Since FCA regulatory oversight is key, make sure to emphasise your experience in this area. We want to know how you’ve navigated compliance challenges in previous roles.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates!
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you brush up on FCA regulations and compliance frameworks relevant to capital markets. Being able to discuss these in detail will show your expertise and understanding of the industry.
✨Showcase Your Leadership Skills
Prepare examples of how you've successfully led teams in compliance monitoring and testing. Highlight specific instances where your leadership made a significant impact on compliance outcomes.
✨Data-Driven Discussions
Since a data-led mindset is crucial for this role, be ready to talk about your experience with analytics and reporting tools. Bring examples of how you've used data to drive compliance decisions or improvements.
✨Engage with Governance Committees
Think about your past experiences presenting to senior governance committees. Prepare to discuss how you effectively communicated complex compliance issues and influenced decision-making at a high level.