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- Tasks: Prepare reports, update policies, and assist with compliance training.
- Company: Join a leading asset management firm known for its excellence.
- Benefits: Enjoy a dynamic work environment with opportunities for growth.
- Why this job: Make an impact in compliance while developing your skills in a supportive culture.
- Qualifications: Experience in compliance and strong communication skills are essential.
- Other info: Contact the compliance team for more details or to apply.
The predicted salary is between 43200 - 72000 £ per year.
This is a mid-level position reporting directly to the head of central compliance in a renowned asset management firm.
Your responsibilities will include:
- Preparing and presenting reports to senior management in the business to keep them informed of the progress and efforts of the compliance function across the firm.
- Taking responsibility for updating the policies and procedures.
- Assisting with the preparation and delivery of compliance training sessions in the business.
- Assisting in the implementation of new regulatory change across the business.
- Taking part in the wider compliance function by assisting with training, providing management with written reports and other ad-hoc projects.
As a successful applicant you will be in possession of:
- Demonstrated experience in a central compliance, monitoring or generalist position in an investment management position.
- A strong understanding of the FCA rules and regulations.
- Excellent communication skills both verbal and written as well as experience in writing reports within strict deadlines and to a high standard.
For more information or to apply, please contact the compliance team on 020 3301 5820 or compliancecv@blackswangroup.com.
Central Compliance employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Central Compliance
✨Tip Number 1
Familiarise yourself with the latest FCA rules and regulations. This will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the asset management industry. Attend relevant events or webinars where you can meet compliance experts and learn about their experiences, which could give you valuable insights.
✨Tip Number 3
Prepare to discuss specific examples of how you've contributed to compliance training or policy updates in your previous roles. This will showcase your hands-on experience and ability to add value to our team.
✨Tip Number 4
Practice your presentation skills, as you'll need to prepare and present reports to senior management. Being able to communicate complex compliance issues clearly will set you apart from other candidates.
We think you need these skills to ace Central Compliance
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of the Central Compliance position. Familiarise yourself with the key tasks such as preparing reports, updating policies, and assisting with compliance training.
Tailor Your CV: Highlight your relevant experience in central compliance or investment management. Emphasise your understanding of FCA rules and regulations, and ensure your CV reflects your communication skills and report writing abilities.
Craft a Strong Cover Letter: Write a compelling cover letter that connects your experience to the job requirements. Mention specific examples of how you've successfully managed compliance tasks or contributed to regulatory changes in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter. Ensure there are no grammatical errors and that your documents are clear and professional, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you have a solid understanding of the FCA rules and regulations. Brush up on any recent changes or updates, as this will show your commitment to staying informed and compliant.
✨Prepare Your Reports
Since you'll be preparing reports for senior management, practice summarising complex information clearly and concisely. Bring examples of past reports you've written to demonstrate your ability to meet high standards under tight deadlines.
✨Showcase Your Communication Skills
Excellent communication is key in compliance roles. Be ready to discuss how you've effectively communicated compliance issues in the past, whether through training sessions or written reports.
✨Engage with Compliance Training
Highlight any experience you have in delivering compliance training. Be prepared to discuss your approach to training others and how you ensure that everyone understands their responsibilities regarding compliance.
