At a Glance
- Tasks: Lead a dynamic team ensuring compliance and risk management in a top law firm.
- Company: Join Birketts, a leading UK law firm with a rich heritage and collaborative culture.
- Benefits: Enjoy flexible working, competitive salary, private healthcare, and generous holiday allowance.
- Other info: Embrace a hybrid working model and contribute to a diverse, inclusive workplace.
- Why this job: Make a real impact in a role that values innovation and professional growth.
- Qualifications: Qualified solicitor with 5+ years of experience in compliance and risk management.
The predicted salary is between 55000 - 65000 £ per year.
Birketts is a full service, UK Top 50 law firm. With a heritage spanning 160 years, we have more than 700 lawyers and legal professionals and over 600 staff based in Bristol, Cambridge, Chelmsford, Ipswich, London, Norwich and Sevenoaks. We advise businesses, government and public sector organisations and individuals in the UK and internationally across four principal practice groups: Real Estate, Corporate Services, Dispute Resolution and Private Client. We are defined by our Next Level Law proposition. We work with our clients as a proactive partner, horizon scanning and thinking ahead to the changes, challenges or opportunities that they may face. Next Level Law is also applied to our people. Our collegiate culture means everyone is encouraged to achieve their next level in everything they do.
Our Risk and Compliance team sits within our wider Business Services Division and is responsible for ensuring that the firm retains accreditation against the Law Society's Lexcel and Conveyancing Quality Scheme Standards, and manages the internal audit processes to ensure this. They also provide support to other internal audit functions within the firm through assessing upcoming regulation and high-risk corporate issues.
We are seeking an experienced Risk and Compliance Manager to join the firm's central Risk and Compliance (R&C) team. This is a key leadership role responsible for ensuring the firm meets its regulatory obligations while maintaining the highest standards of professional conduct and operational efficiency. You will work closely with the other Risk and Compliance Manager and Head of Risk and Compliance to manage a team of compliance colleagues. The role will require a strong technical expertise, excellent judgment and a proactive approach to developing and embedding best practice across compliance, risk management and business/client onboarding.
- Assist the Head of Risk and Compliance to lead and manage the firm's R&C team, providing day-to-day supervision, mentoring and professional development.
- Oversee and advise on regulatory compliance under the Solicitors Regulation Authority (SRA) Standards and Regulations 2019, including conflict checks, confidentiality and due diligence.
- Manage client and matter onboarding processes, AML compliance and adherence to professional standards.
- Use and develop systems within Intapp for conflict management, business intake workflows and continuous improvement of compliance processes.
- Provide guidance on financial crime compliance and other regulatory issues.
- Act as a senior point of contact for risk and compliance queries from partners and fee-earners, providing pragmatic, business-focused advice.
- Support and enhance the firm's policies and procedures relating to conduct, client engagement and terms of business.
- Support the Head of Risk and Compliance on the response to internal audits, external audits and external regulatory reviews, ensuring timely and accurate reporting.
- Promote best practices across the firm, ensuring an integrated approach to regulatory compliance, professional ethics and commercial delivery.
- Contribute strategically to the firm's risk management framework and play a key role in R&C team training, policy development and implementation.
- Responsible for ensuring own knowledge and training is kept up to date and requesting training when necessary.
- Overview of the R&C team inbox and Intapp to ensure efficient service delivery.
- Assist with staff quarterly reviews as required.
- Assist with annual review of software providers to the R&C team as required.
- Identify improvements to policy and process, assess effectiveness of current policies and processes, make recommendations to the Head of Risk and Compliance, and implement approved required changes.
Please note that this job profile is not an exhaustive list of duties but merely an outline of the key components of the role. You may be required by your line manager to take on additional responsibilities when requested.
Qualified Solicitor / Fellow of the Chartered Institute of Legal Executives (or equivalent foreign qualification) with at least 5 years PQE, ideally gained within a UK law firm. Knowledge/experience of AML regulations and the sanctions regime. Demonstrated compliance and risk management experience, preferably within a law firm's R&C team or in-house legal function. Proficiency with Intapp systems and strong working knowledge of client/matter onboarding processes including AML, sanctions screening and conflict checking. Good working knowledge of Microsoft Office suite of software (including Outlook, Excel & Word) & DMS. Proven experience of managing and developing a team, with excellent leadership and delegation skills. Strong understanding of the SRA Standards and Regulations, Code of Conduct, financial crime regulations and sanctions regime. Self-motivated, ability to use initiative and provide pro-active support to fee earners and other colleagues. Strong written and oral communication skills. Ability to communicate with colleagues at all levels of seniority, with other internal departments and external contacts and advise confidently. Highly organized, commercially astute, and detail orientated with the ability to manage competing priorities and deadlines. Proactive, resilient and collaborative, with a commitment to continuous learning and improvement.
Birketts is a flexible business which has embraced a hybrid working model where our colleagues enjoy a mix of home and office working. This role attracts a split of 40% working from home and 60% office days per week with weekly commitment to Ipswich office. We welcome applications from people looking for flexible, agile, and part-time roles and we are happy to explore your preferred working patterns as part of your application.
As a Birketts colleague, you will be eligible to receive a wide range of benefits:
- 25 days holiday (FTE) plus Bank Holidays
- Long Service holiday award - 1 extra week every 10 years continuous service
- Private Healthcare with BUPA (offered after probation is passed)
- Scottish Widows Pension Scheme (5% employer / 5% Employee)
- Staff Profit Share and Individual Performance Bonus Scheme
- Salary sacrifice (Pensions, Staff Profit Share)
- Life Assurance - 4 x salary / Permanent Health Insurance
- Paid CSR Day
- Enhanced Maternity/Paternity Leave
- Subsidised gym membership
- Electric car scheme
- Dress for your Day Policy
At Birketts, our culture is driven by ambition and a commitment to positively impact all the communities we serve. We are dedicated to the success, development, and wellbeing of our colleagues, helping them achieve their goals and seize the opportunities that come with our growth. Birketts is committed to being an Equal Opportunity Employer. Our policy is unequivocal: we do not tolerate discrimination based on age, disability, sex, race, religion or belief, gender reassignment, marriage or civil partnership, pregnancy or maternity, or sexual orientation. We pride ourselves on being an inclusive organisation that actively promotes equality of opportunity for all, valuing the right mix of talent, skills, and potential. We welcome applications from a diverse range of candidates, and selection for roles is based solely on individual merit.
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We are committed to fair and inclusive recruitment practices. The use of AI should enhance, not compromise, your application. We encourage candidates to demonstrate critical thinking, commercial awareness, and a genuine interest in our firm.
Risk & Compliance Manager - Ipswich or Cambridge employer: Birketts
Birketts is an exceptional employer, offering a supportive and inclusive work culture that prioritises professional development and employee wellbeing. With a flexible hybrid working model, competitive benefits including private healthcare and a profit share scheme, and a commitment to diversity and community impact, we empower our colleagues to thrive in their careers while making a meaningful contribution to society. Join us in Ipswich or Cambridge and be part of a team that values ambition, collaboration, and continuous improvement.
StudySmarter Expert Advice🤫
We think this is how you could land Risk & Compliance Manager - Ipswich or Cambridge
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who might know someone at Birketts. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for the interview by researching Birketts' culture and values. Understand their Next Level Law proposition and think about how your experience aligns with their commitment to compliance and risk management.
✨Tip Number 3
Showcase your leadership skills during the interview. Talk about how you've managed teams and developed best practices in compliance. Birketts is looking for someone who can lead and inspire, so let that shine through!
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, it shows you're serious about joining the Birketts team.
We think you need these skills to ace Risk & Compliance Manager - Ipswich or Cambridge
Some tips for your application 🫡
Be Yourself:When you're writing your application, let your personality shine through! We want to see the real you, so don’t be afraid to share your experiences and insights in your own voice.
Tailor Your Application:Make sure to customise your application for the Risk & Compliance Manager role. Highlight your relevant experience and skills that align with what we’re looking for, especially around compliance and risk management.
Show Your Passion:We love candidates who are genuinely interested in our firm and the role. Share why you’re excited about working with us and how you can contribute to our Next Level Law proposition.
Check Your Details:Before hitting send, double-check your application for any typos or errors. A polished application shows attention to detail, which is super important in the legal field!
How to prepare for a job interview at Birketts
✨Know Your Regulations
Make sure you brush up on the SRA Standards and Regulations, as well as AML regulations. Being able to discuss these confidently will show that you're not just familiar with the rules but also understand their implications in a practical context.
✨Showcase Your Leadership Skills
As a Risk & Compliance Manager, you'll be leading a team. Prepare examples of how you've successfully managed and developed teams in the past. Highlight your mentoring experiences and how you've fostered a collaborative environment.
✨Demonstrate Proactive Problem-Solving
Think of specific instances where you've identified potential risks or compliance issues before they became problems. Discuss how you approached these situations and the outcomes, showcasing your proactive mindset.
✨Familiarise Yourself with Intapp Systems
Since proficiency with Intapp systems is crucial for this role, make sure you can speak about your experience with similar systems. If you haven't used Intapp directly, research its functionalities and be ready to discuss how you would leverage it for conflict management and compliance processes.