At a Glance
- Tasks: Lead risk management and compliance strategies in a respected law firm.
- Company: Well-established international law firm with a strong national presence.
- Benefits: Hybrid working, competitive salary, and a comprehensive benefits package.
- Other info: Clear progression potential and a diverse, inclusive work environment.
- Why this job: Join a growing team and make a real impact on compliance frameworks.
- Qualifications: Significant experience in Risk and Compliance within a law firm.
The predicted salary is between 36000 - 60000 £ per year.
The Firm
Our client is a well-established and highly regarded International law firm with a strong national presence and offices across the country. As part of its continued investment in governance and regulatory best practice, the firm is now seeking a Senior Risk and Compliance Manager to join its established Risk and Compliance function.
The Opportunity
This is an excellent opportunity for an experienced Risk and Compliance Manager to join a growing team within a respected law firm environment. Reporting to the Head of Risk & Compliance, the successful candidate will play a key role in developing and maintaining the firm's risk management and compliance frameworks, while working closely with partners and fee earners across the business. The position combines both strategic oversight and operational involvement, supporting the firm in maintaining compliance with all relevant regulatory and legislative requirements.
Key responsibilities include:
- Supporting the development and implementation of the firm's risk management strategy, policies and procedures
- Ensuring ongoing compliance with SRA Standards and Regulations and other relevant regulatory frameworks
- Advising partners and fee earners on risk and compliance matters across the firm
- Overseeing and supporting robust client due diligence, AML and sanctions processes
- Monitoring regulatory developments and advising the firm on new or evolving compliance obligations
- Delivering training and guidance to staff on key compliance and regulatory requirements
- Maintaining risk registers and supporting the firm's approach to risk assessments and mitigation
- Preparing reports on compliance matters and key risk issues for senior stakeholders
- Assisting with regulatory enquiries, audits and insurer interactions where required
Requirements
- Significant experience within a Risk and Compliance role in a law firm
- Strong knowledge of SRA regulatory requirements and the wider legal regulatory framework
- Experience advising stakeholders on AML, sanctions and broader regulatory compliance matters
Vacancy Highlights
- Senior-level role with clear progression potential within the risk and compliance function
- Hybrid working (2 days WFH)
- Competitive salary and benefits package
For a confidential discussion regarding this Senior Risk and Compliance Manager opportunity, please contact Birchrose Associates.
Senior Risk & Compliance Manager employer: Birchrose Associates
Birchrose Associates is an excellent employer, offering a dynamic work environment in the heart of London where you can thrive as a Commercial Real Estate Associate. With a strong focus on career development and a collaborative culture, employees are empowered to engage in high-value deals while receiving support from experienced colleagues. The firm values its team members, providing opportunities for professional growth and a chance to work on prestigious real estate transactions.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Risk & Compliance Manager
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out to current employees at firms you’re interested in. We all know that sometimes it’s not just what you know, but who you know!
✨Ace the Informational Interview
If you can, set up informational interviews with professionals in risk and compliance. This is your chance to learn more about the role and the firm while also making a great impression. We recommend preparing thoughtful questions to show your genuine interest!
✨Showcase Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your experience with SRA Standards and AML processes. We want to see you confidently discuss how you’ve tackled compliance challenges in the past!
✨Apply Through Our Website
Don’t forget to apply through our website for the best chance of landing that Senior Risk & Compliance Manager role! We’re all about making the application process smooth and straightforward, so take advantage of it!
We think you need these skills to ace Senior Risk & Compliance Manager
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Risk & Compliance Manager role. Highlight your relevant experience in risk management and compliance, especially within a law firm context. We want to see how your skills align with the job description!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your knowledge of SRA regulations and your ability to advise stakeholders effectively.
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements in previous roles. Did you implement a successful compliance strategy or improve risk assessment processes? We love to see quantifiable results that highlight your impact!
Apply Through Our Website:We encourage you to apply through our website for a smooth application process. It’s the best way for us to receive your application and ensure it gets the attention it deserves. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Birchrose Associates
✨Know Your Regulations
Make sure you brush up on the SRA Standards and Regulations, as well as any other relevant legal frameworks. Being able to discuss these confidently will show that you’re not just familiar with the rules but also understand their implications for the firm.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed risk and compliance issues. Highlight how you advised stakeholders or implemented strategies that improved compliance within your previous firms.
✨Engage with the Team
Since this role involves working closely with partners and fee earners, be ready to discuss how you would build relationships across the business. Think about how you can demonstrate your collaborative approach during the interview.
✨Prepare for Scenario Questions
Expect to face scenario-based questions that test your problem-solving skills in risk management. Practice articulating your thought process and decision-making strategies when faced with compliance challenges.
