At a Glance
- Tasks: Provide compliance advice and support across the business, focusing on regulatory matters.
- Company: Join a leading Fintech lender known for innovation and growth in the financial sector.
- Benefits: Enjoy flexible working options and opportunities for professional development.
- Why this job: Be a key player in shaping compliance strategies and making a real impact in the industry.
- Qualifications: Experience in compliance advisory, particularly in consumer credit and regulatory frameworks is essential.
- Other info: This role offers a chance to work closely with senior leadership and influence company policies.
The predicted salary is between 43200 - 72000 £ per year.
We are delighted to be partnering with an established Fintech lender who are looking to expand their Compliance function with the appointment of a Senior Compliance Advisor. Reporting to the firm's Chief Compliance Officer, this is a key hire within the business. You'll be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.
Key responsibilities include:
- Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
- Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
- Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
- Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
- Design and deliver training sessions on compliance risks and regulatory changes, working closely with the Chief Compliance Officer.
- Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
Senior Compliance Advisor employer: Birchlake Recruitment
Contact Detail:
Birchlake Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor
✨Tip Number 1
Familiarise yourself with the latest regulations in consumer credit and customer protection. Understanding the FCA Handbook inside out will not only boost your confidence but also demonstrate your commitment to compliance during discussions.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in Fintech. Attend industry events or webinars to build connections and gain insights that could be beneficial for your role as a Senior Compliance Advisor.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully led regulatory change projects in the past. Highlighting your practical experience will show that you can effectively manage compliance challenges and implement necessary updates.
✨Tip Number 4
Consider creating a brief presentation on a recent regulatory change and its implications for businesses in the Fintech sector. This will not only showcase your expertise but also your ability to communicate complex information clearly, which is crucial for the role.
We think you need these skills to ace Senior Compliance Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance advisory, particularly in consumer credit and customer protection. Use specific examples that demonstrate your ability to provide practical advice and lead regulatory change projects.
Craft a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Clearly outline how your skills and experiences align with the responsibilities mentioned in the job description, such as maintaining compliance policies and delivering training sessions.
Showcase Your Regulatory Knowledge: Demonstrate your understanding of the FCA Handbook and other relevant regulations in your application. Mention any specific projects or experiences where you successfully navigated regulatory changes or implemented compliant policies.
Highlight Relationship-Building Skills: Since the role involves building strong working relationships, include examples in your application that showcase your ability to act as a trusted advisor and collaborate effectively with various teams across the business.
How to prepare for a job interview at Birchlake Recruitment
✨Know Your Regulations
Make sure you have a solid understanding of the FCA Handbook and relevant consumer credit regulations. Be prepared to discuss how these regulations impact the business and provide examples of how you've navigated compliance challenges in the past.
✨Showcase Your Advisory Skills
Highlight your experience in providing practical compliance advice. Think of specific instances where your guidance made a significant difference, and be ready to explain your thought process and the outcomes.
✨Demonstrate Relationship-Building Abilities
Since building strong working relationships is key, come prepared with examples of how you've successfully collaborated with different teams. Emphasise your ability to act as a trusted advisor and how you’ve fostered a culture of compliance within previous roles.
✨Prepare for Regulatory Change Discussions
Be ready to discuss your experience with regulatory change projects. Think about how you've assessed impacts, advised on updates, and implemented compliant policies. This will show your proactive approach to compliance management.