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- Tasks: Provide expert compliance advice and lead regulatory change projects in a dynamic fintech environment.
- Company: Join an established fintech lender focused on compliance and customer protection.
- Benefits: Hybrid role with a competitive salary up to £85,000 and excellent career growth opportunities.
- Why this job: Make a real impact by promoting a culture of compliance and supporting fair outcomes for customers.
- Qualifications: 6+ years of compliance experience in FCA regulated environments and strong communication skills.
- Other info: Collaborate with teams to enhance processes and stay updated on regulatory changes.
The predicted salary is between 85000 - 85000 £ per year.
Birchlake have been asked to exclusively partner with an established Fintech lender who are looking to bolster their Compliance function with the appointment of a Senior Compliance Advisor. This is a pivotal hire within the business. You will be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.
Key responsibilities include:
- Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
- Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
- Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
- Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
- Design and deliver training sessions on compliance risks and regulatory changes.
- Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
- Identify and escalate compliance risks to senior leaders promptly to help minimise business impact.
- Promote a culture of compliance and strong risk management within the business, with a focus on delivering fair outcomes for customers.
- Collaborate regularly with operational teams to understand key processes, assess the effectiveness of controls, and highlight areas for improvement - particularly in arrears management, complaints handling, and support for vulnerable customers.
- Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business.
- Provide compliance support for major projects and contribute regulatory insight to strategic business objectives.
- Monitor and assess both current and emerging regulatory risks and keep the business informed of key changes.
- Assist in delivering regulatory updates and reports to internal and external stakeholders.
- Oversee compliance with company policies and procedures across the business.
Key requirements:
- A minimum of 6 years' compliance experience in a FCA regulated environment.
- Consumer Credit legislation and Consumer duty principles expertise.
- Experience of writing detailed policies and procedures.
- Excellent communication skills; calm and pragmatic approach.
- Strong attention to detail.
This is a hybrid role, paying a salary of up to £85,000 depending on experience.
Senior Compliance Advisor employer: Birchlake Recruitment
Contact Detail:
Birchlake Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor
✨Tip Number 1
Network like a pro! Reach out to your connections in the fintech and compliance sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of FCA regulations and consumer credit legislation. We want you to be the go-to person for compliance advice, so show them you’ve got the expertise to back it up. Practice common interview questions and have your own ready to ask!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation for the opportunity. It keeps you fresh in their minds and shows your enthusiasm for the role. We love a proactive candidate!
✨Tip Number 4
Finally, apply through our website! We make it super easy for you to find roles that match your skills. Plus, it shows you’re genuinely interested in joining our team. Let’s get you that Senior Compliance Advisor position!
We think you need these skills to ace Senior Compliance Advisor
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Advisor role. Highlight your experience in FCA regulated environments and any specific projects you've led that align with the job description. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention your expertise in consumer credit legislation and your approach to building strong working relationships.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and don’t shy away from sharing examples of how you've effectively communicated complex regulatory matters in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you're keen on joining our team at StudySmarter!
How to prepare for a job interview at Birchlake Recruitment
✨Know Your Regulations
Make sure you brush up on the latest FCA rules and regulations before your interview. Being able to discuss specific compliance issues and how they relate to the role will show that you're not just knowledgeable but also genuinely interested in the position.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided clear, practical advice in previous roles. Think about situations where your guidance made a significant impact on compliance or risk management. This will demonstrate your ability to be a trusted advisor within the business.
✨Demonstrate Relationship Building
Highlight your experience in building strong working relationships with various teams. Be ready to discuss how you’ve collaborated with operational teams to improve compliance processes, as this is crucial for the Senior Compliance Advisor role.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance matters. Practice articulating your thought process on how you would handle regulatory changes or compliance risks, as this will showcase your strategic thinking and adaptability.