Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Provide expert compliance advice and lead regulatory change projects in a dynamic fintech environment.
- Company: Join an established fintech lender focused on compliance and customer protection.
- Benefits: Competitive salary up to £85,000, hybrid work model, and opportunities for professional growth.
- Why this job: Make a real impact by promoting compliance culture and ensuring fair outcomes for customers.
- Qualifications: 6+ years of compliance experience in FCA regulated environments and strong communication skills.
- Other info: Collaborative team atmosphere with a focus on continuous improvement and risk management.
The predicted salary is between 75000 - 85000 £ per year.
Birchlake have been asked to exclusively partner with an established Fintech lender who are looking to bolster their Compliance function with the appointment of a Senior Compliance Advisor. This is a pivotal hire within the business. You will be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.
Key responsibilities include:
- Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
- Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
- Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
- Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
- Design and deliver training sessions on compliance risks and regulatory changes.
- Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
- Identify and escalate compliance risks to senior leaders promptly to help minimise business impact.
- Promote a culture of compliance and strong risk management within the business, with a focus on delivering fair outcomes for customers.
- Collaborate regularly with operational teams to understand key processes, assess the effectiveness of controls, and highlight areas for improvement - particularly in arrears management, complaints handling, and support for vulnerable customers.
- Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business.
- Provide compliance support for major projects and contribute regulatory insight to strategic business objectives.
- Monitor and assess both current and emerging regulatory risks and keep the business informed of key changes.
- Assist in delivering regulatory updates and reports to internal and external stakeholders.
- Oversee compliance with company policies and procedures across the business.
Key requirements:
- A minimum of 6 years' compliance experience in a FCA regulated environment.
- Consumer Credit legislation and Consumer duty principles expertise.
- Experience of writing detailed policies and procedures.
- Excellent communication skills; calm and pragmatic approach.
- Strong attention to detail.
This is a hybrid role, paying a salary of up to £85,000 depending on experience.
Senior Compliance Advisor in London employer: Birchlake Recruitment
Contact Detail:
Birchlake Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor in London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. Building relationships can open doors that a CV just can’t.
✨Ace the Informational Interview
If you can, set up informal chats with current compliance professionals. Ask them about their experiences and insights into the role. This not only shows your interest but also helps you gather insider info that could give you an edge.
✨Showcase Your Expertise
When you get the chance to chat with potential employers, make sure to highlight your knowledge of FCA regulations and consumer credit legislation. Share specific examples of how you've navigated compliance challenges in the past.
✨Follow Up Like a Boss
After interviews or networking events, send a quick thank-you note. It’s a simple way to keep the conversation going and remind them of your enthusiasm for the role. Plus, it shows you’re professional and thoughtful!
We think you need these skills to ace Senior Compliance Advisor in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Advisor role. Highlight your experience in FCA regulated environments and any specific achievements related to compliance advisory. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention your expertise in consumer credit legislation and your approach to building strong working relationships.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and don’t shy away from sharing examples of how you've effectively communicated complex regulatory matters in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at Birchlake Recruitment
✨Know Your Regulations
Make sure you brush up on the latest FCA rules and regulations. Being able to discuss these confidently will show that you're not just familiar with compliance, but that you’re also proactive about staying updated.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided clear, practical advice in previous roles. Think about specific situations where your guidance made a difference, especially in consumer credit or customer protection.
✨Build Relationships
Demonstrate your ability to build strong working relationships. Share instances where you acted as a trusted advisor and how you collaborated with teams to implement compliant policies effectively.
✨Be Ready for Change
Since this role involves leading on regulatory change projects, be prepared to discuss how you've managed similar changes in the past. Highlight your experience in assessing impacts and implementing updates to policies and procedures.