At a Glance
- Tasks: Provide compliance advice, lead regulatory projects, and design training sessions.
- Company: Established Fintech lender with a strong focus on compliance.
- Benefits: Hybrid role with a competitive salary up to £85,000 and career growth opportunities.
- Why this job: Make a real impact in compliance and help shape the future of financial services.
- Qualifications: Minimum 6 years' compliance experience in an FCA regulated environment.
- Other info: Promote a culture of compliance and risk management while collaborating with diverse teams.
The predicted salary is between 85000 - 85000 £ per year.
Birchlake have been asked to exclusively partner with an established Fintech lender who are looking to bolster their Compliance function with the appointment of a Senior Compliance Advisor. This is a pivotal hire within the business. You will be responsible for supporting on all matters of compliance advisory, providing advice to colleagues and advising on regulatory matters.
- Provide clear, practical advice to teams across the business on regulatory compliance, especially in areas such as consumer credit, customer protection, and the FCA Handbook.
- Build strong working relationships and act as a trusted advisor by giving commercial, pragmatic, and cost-effective compliance guidance.
- Lead on regulatory change projects - assessing impacts, advising on necessary updates, and helping implement compliant policies and procedures.
- Maintain and regularly review compliance policies, and support teams in aligning their processes with regulatory requirements.
- Design and deliver training sessions on compliance risks and regulatory changes.
- Monitor upcoming regulatory changes, assess their impact on the business, and support implementation and staff training where needed.
- Identify and escalate compliance risks to senior leaders promptly to help minimise business impact.
- Promote a culture of compliance and strong risk management within the business, with a focus on delivering fair outcomes for customers.
- Collaborate regularly with operational teams to understand key processes, assess the effectiveness of controls, and highlight areas for improvement - particularly in arrears management, complaints handling, and support for vulnerable customers.
- Stay up to date with relevant FCA rules and regulations and apply this knowledge when advising the business.
- Provide compliance support for major projects and contribute regulatory insight to strategic business objectives.
- Monitor and assess both current and emerging regulatory risks and keep the business informed of key changes.
- Assist in delivering regulatory updates and reports to internal and external stakeholders.
- Oversee compliance with company policies and procedures across the business.
A minimum of 6 years' compliance experience in a FCA regulated environment. Experience of writing detailed policies and procedures. This is a hybrid role, paying a salary of up to £85,000 depending on experience.
Senior Compliance Adviser in Kent employer: Birchlake Recruitment
Contact Detail:
Birchlake Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Adviser in Kent
✨Tip Number 1
Network like a pro! Reach out to your connections in the Fintech space and let them know you're on the lookout for a Senior Compliance Adviser role. You never know who might have the inside scoop on opportunities or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA Handbook and recent regulatory changes. We want you to be the go-to person for compliance advice, so show off your expertise and how you can help the company navigate these waters.
✨Tip Number 3
When you get that interview, don’t just talk about your experience—share specific examples of how you've successfully led compliance projects or trained teams. This will demonstrate your ability to provide clear, practical advice and build strong working relationships.
✨Tip Number 4
Finally, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Senior Compliance Adviser in Kent
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Adviser role. Highlight your experience in compliance advisory, especially in consumer credit and FCA regulations. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've provided practical compliance advice and built strong relationships in previous roles. We love a good story!
Showcase Your Regulatory Knowledge: In your application, make sure to demonstrate your understanding of current FCA rules and regulations. Mention any relevant projects you've led or contributed to that involved regulatory changes. This will show us you’re on top of your game!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at Birchlake Recruitment
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA rules and regulations. Being able to discuss specific compliance issues, especially in consumer credit and customer protection, will show that you're not just familiar with the basics but are genuinely engaged with the field.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided practical compliance advice in previous roles. Think about times when your guidance led to positive outcomes or helped mitigate risks. This will demonstrate your ability to be a trusted advisor within the business.
✨Build Relationships
Highlight your experience in collaborating with operational teams. Discuss how you've built strong working relationships and how this has helped you understand key processes and improve compliance controls. This is crucial for the role!
✨Be Ready for Change
Since you'll be leading on regulatory change projects, come prepared to discuss how you've managed similar changes in the past. Talk about your approach to assessing impacts and implementing compliant policies, as well as how you’ve trained others on these updates.