At a Glance
- Tasks: Lead compliance initiatives and ensure regulatory frameworks are robust and effective.
- Company: Join a dynamic retail financial services client making waves in the industry.
- Benefits: Competitive salary, hybrid working, and opportunities for professional growth.
- Other info: Exciting role with travel opportunities and collaboration with senior stakeholders.
- Why this job: Make a real impact on compliance and customer outcomes in a fast-paced environment.
- Qualifications: Strong background in financial services regulation and leadership experience.
The predicted salary is between 56059 - 68517 Β£ per year.
Birchlake Recruitment is delighted to be partnering with a brand new retail financial services client in the search for a Senior Compliance Manager to join their UK Compliance team based in Berkshire.
This is an excellent opportunity for an experienced compliance professional with a strong background in financial services regulation who is passionate about embedding robust compliance frameworks, supporting regulatory change, and driving positive customer outcomes across a complex regulated business.
The Role Reporting to the Head of Compliance MLRO, you'll play a key leadership role in maintaining and developing the Compliance Framework across the organisation's UK entities.
You'll provide day-to-day leadership to the Compliance team, oversee second-line compliance monitoring activities, support intermediary oversight, and ensure new regulatory requirements are effectively implemented.
Acting as deputy to the Head of Compliance where required, you'll work closely with senior stakeholders across the business while balancing strategic oversight with hands-on operational delivery.
This hybrid role also includes regular UK travel to support Regional Compliance Managers, undertake compliance reviews, engage with retailers and business stakeholders, and represent the Compliance function across the organisation.
Key Responsibilities Support the He...
Senior Compliance Manager employer: Birchlake Recruitment Ltd
Birchlake Recruitment offers a dynamic and supportive work environment in Milton Keynes, where employees are encouraged to grow and develop their skills within the financial services sector. As a Quality Assurance Outcome Testing Specialist, you will benefit from a culture that prioritises positive customer outcomes and compliance, alongside opportunities for professional development and collaboration with dedicated teams. The company values its employees by providing a comprehensive benefits package and fostering a workplace that champions innovation and continuous improvement.