At a Glance
- Tasks: Lead compliance efforts and provide real-time trading guidance across diverse asset classes.
- Company: Dynamic algorithmic trading firm with a focus on technology and innovation.
- Benefits: Remote work, flexible schedule, health insurance, and professional growth opportunities.
- Other info: Collaborate with industry leaders and enjoy a modern work environment.
- Why this job: Join a team of experts and shape the future of trading compliance.
- Qualifications: Experience in compliance within trading firms and strong communication skills.
The predicted salary is between 60000 - 80000 £ per year.
Company Description
BHFT is a proprietary algorithmic trading firm. Our team manages the full trading cycle, from software development to creating and coding strategies and algorithms. Our trading operations cover key exchanges. The firm trades across a broad range of asset classes, including equities, equity derivatives, options, commodity futures, rates futures, etc. We employ a diverse and growing array of algorithmic trading strategies, utilizing both High-Frequency Trading (HFT) and Medium-Frequency Trading (MFT) approaches. Looking ahead, we are expanding into new markets and products. As a dynamic company, we continuously experiment with new markets, tools, and technologies.
We’ve got a team of 200+ professionals, with a strong emphasis on technology—70% are technical specialists in development, infrastructure, testing, and analytics spheres. The remaining part of the team supports our business operations, such as Risks, Compliance, Legal, Operations and more. Our employees are located all around the world, from the United States to Hong Kong. Although we maintain office spaces, we currently operate as a 100% remote organization. At BHFT, clarity and transparency are at the core of our culture: we value open communication, ensuring that our processes are straightforward.
Job Description
- Advisory compliance — primary owner, all regions
- Real-time trading guidance across all asset classes and venues
- Building and maintaining a pre-cleared rules framework for recurring desk queries
- Advising development, trading, and operations teams on building and maintaining compliant tools and processes
- Building out a comprehensive algo trading governance framework covering the full lifecycle — pre-deployment approvals, ongoing monitoring, change management, business continuity, information security, and annual review
- New market and product approvals
- Core compliance — oversee two Compliance Officers responsible for:
- Trade surveillance across all venues
- Regulatory and exchange affairs — filings, registrations, regulator and exchange inquiries, client/due-diligence reviews, FCM interface
- Policies and training — maintaining the policy framework and running the training program across all regions
- AML and sanctions — screening vendors and counterparties (brokers, FCMs)
- Leadership
- Supervising and developing two Compliance Officers
- Representing compliance in cross-functional discussions with risk, development, and front office
- Escalation point for non-routine compliance matters
- Qualifications
- Hands-on experience building compliance tools and systems, not only policy and procedure work
- Direct experience in a compliance role at a proprietary trading firm, market maker, electronic trading venue, or trading desk
- Experience across multiple asset classes — commodities, rates, equity futures, options on futures, and equities
- Working knowledge of algo trading controls and governance frameworks
- Familiarity with multi-venue regulatory obligations across at least two of: US (CFTC/NFA), EU (MiFID II), India (SEBI), UK (FCA)
- Knowledge of core compliance policies — AML, recordkeeping, whistleblowing, conflicts of interest — and ability to write, implement, and maintain policies and procedures around them
- Ability to deliver timely, well-reasoned guidance while maintaining independence as a control function
- Strong written communication for policies, procedures, and regulatory correspondence
- Nice to have
- Experience with equities compliance frameworks — Reg SHO, short selling regimes, locate obligations
- Experience with exchange membership obligations (ICE, CME, LME, NSE)
- Familiarity with position-limit regimes across multiple venues
- Exposure to Chinese exchange connectivity (CTP)
- Background in trade surveillance systems and alert handling
- Experience building compliance frameworks from scratch
- Experience automating AML/sanctions screening workflows
- Experience a modern international technology company without the burden of bureaucracy.
- Collaborate with industry-leading professionals, including former employees of Tower, DRW, Broadridge, Credit Suisse, and more.
- Enjoy excellent opportunities for professional growth and self-realisation.
- Work remotely from anywhere in the world with a flexible schedule.
- Receive compensation for health insurance, sports activities, and non-professional training.
Additional Information
What we offer:
Senior Compliance Officer in London employer: BHFT
At BHFT, we pride ourselves on being a forward-thinking algorithmic trading firm that champions a culture of clarity and transparency. Our remote-first approach allows you to work flexibly from anywhere in the world while collaborating with top-tier professionals in the industry. With a strong emphasis on employee growth and well-being, we offer excellent opportunities for professional development, alongside comprehensive benefits including health insurance and support for personal training pursuits.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like BHFT looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Officer in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at BHFT. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at BHFT
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with BHFT’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
