Compliance Manager in London

Compliance Manager in London

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance monitoring and reporting for Benchmark Administration in a dynamic financial environment.
  • Company: Join Cantor Fitzgerald & BGC Group, a leader in financial services with a strong compliance culture.
  • Benefits: Enjoy a competitive salary, professional development, and a supportive team atmosphere.
  • Why this job: Make a real impact by ensuring compliance and integrity in financial benchmarks.
  • Qualifications: Experience in UK/EU Benchmark Regulations and strong analytical skills required.
  • Other info: Collaborative work environment with opportunities for personal growth and career advancement.

The predicted salary is between 36000 - 60000 £ per year.

We're looking for an experienced and motivated Compliance Manager (Benchmarks) to join our London-based Compliance team. This mid-level role is pivotal in ensuring robust oversight of the firm's Benchmark Administration activities in line with the UK Benchmark Regulations (UK BMR).

You will take ownership of compliance monitoring, testing, and reporting processes, ensuring the business meets regulatory obligations and maintains a culture of integrity. Working closely with the EMEA Head of Compliance and other senior stakeholders, you will help strengthen our compliance framework, provide analytical insight, and contribute to continuous improvement initiatives across the business.

Key Responsibilities
  • Develop, implement, and maintain a comprehensive Compliance Monitoring and Oversight Framework for Benchmark Administration.
  • Draft, review, and maintain the Benchmark Compliance Manual.
  • Conduct compliance monitoring reviews and thematic assessments related to benchmark activities.
  • Identify, document, and escalate compliance issues or breaches, ensuring timely and effective remediation.
  • Analyse data and leverage innovative methods to enhance the efficiency of compliance testing and monitoring.
  • Produce KPIs and Management Information (MI) for senior management and governance committees (including ORCC and Board).
  • Contribute to Compliance Governance – supporting policy development, training, and committee reporting.
  • Interpret and advise on UK and EU regulatory developments, collaborating with the wider EMEA Compliance team.
  • Assist with internal and external audits, providing clear documentation and follow-up as needed.
What We're Looking For
  • Strong understanding of UK/EU Benchmark Regulations (UK BMR).
  • Background in wholesale financial services, ideally within Banking or Inter-Dealer Broking.
  • Proficiency in MS Office (Excel, Word, PowerPoint).
  • Proven analytical, problem-solving, and communication skills.
  • Strong grasp of FCA regulatory frameworks (including COBS, SYSC, and related sourcebooks).
  • Ability to engage and influence stakeholders at all levels.
  • Hands-on experience conducting compliance reviews and reporting findings.
  • Project management capability with the ability to handle multiple initiatives.
  • Experience working collaboratively across diverse teams in a fast-paced environment.
Who You Are
  • A solutions-driven professional with excellent judgment and integrity.
  • Analytical and detail-oriented, with the ability to translate findings into actionable insights.
  • A strong communicator who can build trusted relationships across departments.
  • Collaborative, dependable, and proactive – thriving in a complex, matrixed environment.
  • Committed to personal growth and continuous learning.

Compliance Manager in London employer: BGC Group

At Cantor Fitzgerald & BGC Group, we pride ourselves on fostering a dynamic and inclusive work environment in the heart of London. As a Compliance Manager, you will benefit from our commitment to employee development through continuous learning opportunities and a culture that values integrity and collaboration. Join us to be part of a forward-thinking team that not only meets regulatory standards but also encourages innovative approaches to compliance.
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Contact Detail:

BGC Group Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Manager in London

✨Network Like a Pro

Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. We all know that sometimes it’s not just what you know, but who you know that can help you land that Compliance Manager role.

✨Ace the Interview

Prepare for your interviews by researching the company and understanding their compliance framework. We recommend practising common interview questions and having examples ready that showcase your analytical skills and experience with UK BMR. Confidence is key!

✨Follow Up

After your interview, don’t forget to send a thank-you email! It shows your appreciation and keeps you fresh in their minds. We suggest mentioning something specific from the interview to make it personal and memorable.

✨Apply Through Our Website

When you find a job that fits, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we’re always looking for talented individuals like you to join our team!

We think you need these skills to ace Compliance Manager in London

Compliance Monitoring
Benchmark Administration
UK Benchmark Regulations (UK BMR)
Analytical Skills
Problem-Solving Skills
Communication Skills
FCA Regulatory Frameworks
Stakeholder Engagement
Compliance Reviews
Project Management
Data Analysis
MS Office Proficiency
Collaboration Skills
Attention to Detail
Continuous Improvement

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with UK/EU Benchmark Regulations and any relevant compliance monitoring activities. We want to see how your background fits perfectly with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills can contribute to our team. Be sure to mention specific experiences that align with the job description.

Showcase Your Analytical Skills: Since this role requires strong analytical abilities, make sure to include examples of how you've used data to drive compliance improvements in your previous roles. We love seeing how you can turn insights into action!

Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you're keen on joining our team at StudySmarter!

How to prepare for a job interview at BGC Group

✨Know Your Regulations

Make sure you brush up on the UK Benchmark Regulations (UK BMR) before your interview. Being able to discuss these regulations confidently will show that you understand the compliance landscape and are ready to take ownership of compliance monitoring.

✨Showcase Your Analytical Skills

Prepare examples of how you've used data analysis in previous roles, especially in compliance contexts. Highlight any innovative methods you've employed to enhance compliance testing and monitoring, as this will demonstrate your problem-solving abilities.

✨Engage with Stakeholders

Think about times when you've successfully engaged and influenced stakeholders. Be ready to share specific examples that showcase your communication skills and ability to build trusted relationships across departments.

✨Demonstrate Project Management Experience

Since this role involves handling multiple initiatives, come prepared with examples of your project management experience. Discuss how you've managed competing priorities and contributed to continuous improvement initiatives in a fast-paced environment.

Compliance Manager in London
BGC Group
Location: London
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  • Compliance Manager in London

    London
    Full-Time
    36000 - 60000 £ / year (est.)
  • B

    BGC Group

    100-200
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