At a Glance
- Tasks: Lead compliance monitoring and reporting for Benchmark Administration, ensuring regulatory adherence.
- Company: Join Cantor Fitzgerald & BGC Group, a leader in financial services with a strong compliance culture.
- Benefits: Enjoy a permanent role with competitive salary and opportunities for personal growth.
- Why this job: Make a real impact by enhancing compliance frameworks and driving continuous improvement.
- Qualifications: Experience in UK/EU Benchmark Regulations and strong analytical skills required.
- Other info: Collaborative environment with opportunities to engage with senior stakeholders.
The predicted salary is between 36000 - 60000 £ per year.
We’re looking for an experienced and motivated Compliance Manager (Benchmarks) to join our London-based Compliance team. This mid-level role is pivotal in ensuring robust oversight of the firm’s Benchmark Administration activities in line with the UK Benchmark Regulations (UK BMR). You’ll take ownership of compliance monitoring, testing, and reporting processes, ensuring the business meets regulatory obligations and maintains a culture of integrity. Working closely with the EMEA Head of Compliance and other senior stakeholders, you’ll help strengthen our compliance framework, provide analytical insight, and contribute to continuous improvement initiatives across the business.
Key Responsibilities
- Develop, implement, and maintain a comprehensive Compliance Monitoring and Oversight Framework for Benchmark Administration.
- Draft, review, and maintain the Benchmark Compliance Manual.
- Conduct compliance monitoring reviews and thematic assessments related to benchmark activities.
- Identify, document, and escalate compliance issues or breaches, ensuring timely and effective remediation.
- Analyse data and leverage innovative methods to enhance the efficiency of compliance testing and monitoring.
- Produce KPIs and Management Information (MI) for senior management and governance committees (including ORCC and Board).
- Contribute to Compliance Governance – supporting policy development, training, and committee reporting.
- Interpret and advise on UK and EU regulatory developments, collaborating with the wider EMEA Compliance team.
- Assist with internal and external audits, providing clear documentation and follow-up as needed.
What We’re Looking For
Essential Experience & Skills
- Strong understanding of UK/EU Benchmark Regulations (UK BMR).
- Background in wholesale financial services, ideally within Banking or Inter-Dealer Broking.
- Proficiency in MS Office (Excel, Word, PowerPoint).
- Proven analytical, problem-solving, and communication skills.
- Strong grasp of FCA regulatory frameworks (including COBS, SYSC, and related sourcebooks).
- Ability to engage and influence stakeholders at all levels.
- Hands-on experience conducting compliance reviews and reporting findings.
- Project management capability with the ability to handle multiple initiatives.
- Experience working collaboratively across diverse teams in a fast-paced environment.
Who You Are
- A solutions-driven professional with excellent judgment and integrity.
- Analytical and detail-oriented, with the ability to translate findings into actionable insights.
- A strong communicator who can build trusted relationships across departments.
- Collaborative, dependable, and proactive – thriving in a complex, matrixed environment.
- Committed to personal growth and continuous learning.
Seniority level: Associate
Employment type: Full-time
Job function: Accounting/Auditing
Compliance Manager employer: BGC Group
Contact Detail:
BGC Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Network Like a Pro
Get out there and connect with people in the compliance field! Attend industry events, webinars, or even local meetups. The more you engage with others, the better your chances of hearing about job openings before they’re even advertised.
✨Showcase Your Skills
When you get the chance to chat with potential employers, make sure to highlight your analytical skills and experience with compliance frameworks. Share specific examples of how you've tackled compliance issues in the past – it’ll show you mean business!
✨Leverage Social Media
Don’t underestimate the power of LinkedIn! Update your profile to reflect your compliance expertise and engage with relevant content. Follow companies like Cantor Fitzgerald & BGC Group to stay in the loop about their latest job postings.
✨Apply Through Our Website
We encourage you to apply directly through our website for the Compliance Manager role. It’s the best way to ensure your application gets noticed by the right people. Plus, you’ll be one step closer to joining a fantastic team!
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience with UK/EU Benchmark Regulations and any relevant compliance monitoring you've done. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background in wholesale financial services makes you a great fit. Let us know how you can contribute to our compliance framework.
Showcase Your Analytical Skills: Since this role involves a lot of data analysis, make sure to highlight your analytical skills in your application. Share examples of how you've used data to improve compliance processes or solve problems in previous roles.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people. Don’t miss out!
How to prepare for a job interview at BGC Group
✨Know Your Regulations
Make sure you brush up on the UK Benchmark Regulations (UK BMR) before your interview. Being able to discuss these regulations confidently will show that you understand the compliance landscape and are ready to take ownership of compliance monitoring.
✨Showcase Your Analytical Skills
Prepare examples of how you've used data analysis in previous roles, especially in compliance contexts. Be ready to explain how you’ve leveraged innovative methods to enhance compliance testing and monitoring – this will highlight your problem-solving abilities.
✨Engage with Stakeholders
Think about times when you've successfully engaged and influenced stakeholders. Be prepared to share specific examples that demonstrate your communication skills and ability to build trusted relationships across departments.
✨Demonstrate Project Management Experience
Since this role involves handling multiple initiatives, come equipped with examples of your project management experience. Discuss how you prioritised tasks and collaborated with diverse teams to achieve compliance goals in a fast-paced environment.