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- Tasks: Join us as an Audit Associate, focusing on Middle and Backoffice operations.
- Company: Be part of Cantor Affiliated Companies, a leader in investment banking and financial services.
- Benefits: Enjoy flexible work options, competitive pay, and opportunities for professional growth.
- Why this job: Gain hands-on experience in auditing while contributing to impactful projects in a dynamic environment.
- Qualifications: Strong analytical skills and attention to detail are essential; no prior experience required.
- Other info: Collaborate with global teams and engage in diverse audit projects across various sectors.
The predicted salary is between 36000 - 60000 £ per year.
The role is expected to provide core coverage to Middle and Backoffice operations of Cantor Affiliated Companies. In this capacity, auditors would be expected to understand Operations activities of multiple types of Investment Banking and Wholesale Dealing businesses. The auditor will be responsible for executing business, regulatory, compliance, and operational audits in line with the Internal Audit (IA) Plan. The candidate will contribute to the annual risk assessment process, support department initiatives, and participate in special projects.
Responsibilities include:
- Developing and executing audit test plans, documenting findings, and working with key stakeholders to address identified issues.
- Performing risk-based audit work, including walkthrough meetings, process reviews, and control testing.
- Executing detailed testing to assess the operating effectiveness of key controls and validate audit findings.
- Documenting audit work thoroughly, ensuring accuracy and completeness of audit files.
- Assisting in drafting audit reports that summarise risks, findings, and recommendations in a clear and concise manner.
- Working closely with management to confirm observations and agree on remediation plans.
- Ensuring timely execution of assigned audits while maintaining high-quality work standards.
- Supporting senior auditors and management by providing insights and recommendations on improving business processes.
- Participating in special projects and initiatives as needed.
Key Contacts and Working Relationships:
The Manager is expected to participate in audits involving Cantor Fitzgerald Group of Companies, and as part of the global Internal Audit team covering the Group, the individual might be exposed to engagements involving any of the following businesses: Cantor Fitzgerald, BGC Group Inc, and Newmark Group Inc.
Audit Associate - Operations employer: BGC Group
Contact Detail:
BGC Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Associate - Operations
✨Tip Number 1
Familiarise yourself with the specific operations of investment banking and wholesale dealing businesses. Understanding the nuances of these sectors will not only help you in interviews but also demonstrate your genuine interest in the role.
✨Tip Number 2
Network with professionals in the audit and finance sectors, especially those who have experience in middle and back-office operations. Engaging with them can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Brush up on your analytical skills and attention to detail. Consider taking online courses or workshops that focus on audit methodologies and risk assessment techniques to enhance your expertise.
✨Tip Number 4
Prepare to discuss your previous experiences related to compliance and operational audits. Be ready to share specific examples of how you've identified issues and contributed to remediation plans in past roles.
We think you need these skills to ace Audit Associate - Operations
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Audit Associate position. Understand the key responsibilities and required skills, such as analytical skills and attention to detail, so you can tailor your application accordingly.
Tailor Your CV: Customise your CV to highlight relevant experience in auditing, compliance, or operations. Use specific examples that demonstrate your ability to execute audit test plans and communicate findings effectively.
Craft a Compelling Cover Letter: Write a cover letter that not only expresses your interest in the role but also showcases your understanding of the investment banking and wholesale dealing businesses. Mention how your skills align with the responsibilities outlined in the job description.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for an auditing role.
How to prepare for a job interview at BGC Group
✨Understand the Audit Process
Familiarise yourself with the audit process, especially in the context of operations within investment banking. Be prepared to discuss how you would approach risk-based audits and what methodologies you would use.
✨Showcase Analytical Skills
Highlight your analytical skills during the interview. Prepare examples of how you've used these skills in past roles, particularly in assessing controls and validating findings.
✨Communicate Effectively
Since effective communication is key in this role, practice articulating your thoughts clearly. Be ready to explain complex audit observations in a straightforward manner, as you will need to work closely with management.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities. Think about potential challenges you might face in auditing operations and how you would address them, particularly in a fast-paced environment.
