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For Companies At a Glance
- Tasks: Lead compliance risk management and data protection initiatives in a dynamic financial environment.
- Company: A top-tier financial market infrastructure organisation with a strong compliance focus.
- Benefits: Competitive salary, career growth opportunities, and the chance to influence compliance frameworks.
- Why this job: Make a real impact on compliance and data governance while engaging with senior leaders.
- Qualifications: Strong compliance experience and knowledge of UK regulatory frameworks required.
- Other info: Fast-paced role with opportunities for professional development and networking.
The predicted salary is between 70000 - 90000 £ per year.
A leading financial market infrastructure organisation is seeking a Senior Compliance Manager to play a key role in strengthening its second line of defence across compliance risk and data protection. This is a senior, high-visibility position offering the opportunity to influence how compliance frameworks evolve within a complex, highly regulated environment.
The Opportunity
You will support the design, implementation and ongoing enhancement of a risk-based compliance framework, providing independent oversight, guidance and challenge to the business. Alongside this, you will take ownership of Data and Personal Data responsibilities, working closely with the Data Protection Officer to ensure robust data governance across the organisation.
Key Responsibilities
- Compliance Oversight & Advisory
- Provide independent 2nd Line guidance and challenge on compliance risk management
- Deliver compliance monitoring activities aligned to the annual compliance plan
- Ensure the compliance framework remains robust, effective and embedded
- Produce clear, insightful MI and reporting for senior stakeholders
- Support the business in responding to regulatory change and enhancing control frameworks
- Governance & Committees
- Participate in governance forums, providing oversight and challenge
- Prepare and contribute to committee papers and updates
- Business Partnership
- Act as a trusted advisor while maintaining appropriate independence
- Review and challenge 1st Line activities and outputs
- Build strong relationships across the three lines of defence to support clear risk ownership
- Policies, Procedures & Training
- Review and enhance policies, procedures and frameworks
- Draft compliance documentation where required
- Deliver training and maintain appropriate records
- Group & Regulatory Engagement
- Support engagement with Group Compliance and regulatory stakeholders
- Data Protection Responsibilities
- Support the Data Protection Officer on GDPR and Data Protection Act obligations
- Monitor compliance with data protection requirements, including DPIAs and training
- Act as a point of contact for regulators and data subjects where required
- Contribute to group-wide data protection forums and best practice sharing
Your Experience
- Strong experience in compliance, 2nd Line risk oversight, or regulatory advisory
- Background within financial services, market infrastructure, or a regulatory body
- Solid understanding of UK regulatory frameworks (FCA, PRA, Bank of England)
- Familiarity with CSDR and CPMI-IOSCO principles
What Sets You Apart
- Credibility and confidence engaging with senior stakeholders and regulators
- Independent judgement with the ability to challenge constructively
- Strong communication and influencing skills
- Ability to operate effectively in a fast-evolving regulatory landscape
- Organised, detail-oriented, and comfortable managing competing priorities
This role offers a unique blend of compliance oversight and data governance responsibility, with meaningful exposure to senior leadership and regulatory engagement. Interviews will commence swiftly.
Senior Compliance Manager – Data & Compliance Risk in Slough employer: Bestman Solutions
Contact Detail:
Bestman Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager – Data & Compliance Risk in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. A friendly chat can lead to insider info about roles that might not even be advertised yet.
✨Tip Number 2
Prepare for those interviews! Research the company’s compliance framework and recent regulatory changes. Being able to discuss how you can enhance their processes will show you’re not just another candidate, but the right fit for the role.
✨Tip Number 3
Showcase your expertise! Bring along examples of your previous work in compliance oversight or data governance to the interview. Real-life scenarios can demonstrate your skills and give you an edge over other candidates.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior Compliance Manager – Data & Compliance Risk in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the role of Senior Compliance Manager. Highlight your experience in compliance, risk oversight, and any relevant regulatory frameworks. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Share specific examples of how you've influenced compliance frameworks or managed data protection responsibilities in the past.
Showcase Your Communication Skills: Since this role involves engaging with senior stakeholders and regulators, make sure to demonstrate your strong communication skills in your application. We love seeing clear, concise writing that reflects your ability to influence and advise effectively.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Bestman Solutions
✨Know Your Compliance Frameworks
Make sure you brush up on your knowledge of UK regulatory frameworks like FCA, PRA, and the Bank of England. Being able to discuss these confidently will show that you understand the landscape you'll be working in.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges or regulatory changes. Think of examples from your past experience where you've successfully navigated similar situations and be ready to share them.
✨Showcase Your Stakeholder Engagement Skills
This role requires strong communication and influencing skills. Be prepared to discuss how you've built relationships with senior stakeholders and regulators in the past, and how you can bring that experience to the table.
✨Demonstrate Your Organisational Skills
Given the fast-evolving nature of compliance, it's crucial to show that you're organised and detail-oriented. Share examples of how you've managed competing priorities effectively in previous roles.