Benchmark Capital seeks a Compliance Oversight professional to supervise a team of ~40 Registered Individuals, monitor AR firms remotely and on-site, and liaise with senior management to ensure FCA compliance and Consumer Duty across the network.
In this role, you will deliver training, conduct risk-based reviews, and support FCA information requests. Flexible, remote-enabled working options are available, with Harrogate as a possible base.
#J-18808-LjbffrRemote FCA Compliance & Training Supervisor in Harrogate employer: Benchmark Capital
Benchmark Capital is an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation in the wealth management sector. Located in Horsham, England, employees benefit from a supportive environment that prioritises professional growth and development, alongside competitive remuneration and unique networking opportunities within the UK market. Join us to make a meaningful impact while advancing your career in a forward-thinking company committed to excellence.
