Investment Compliance Lead - Hybrid, Fixed-Term

Investment Compliance Lead - Hybrid, Fixed-Term

Temporary 54000 - 66000 £ / year (est.) Hybrid
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At a Glance

  • Tasks: Oversee investment activities and ensure compliance with regulations while supporting governance.
  • Company: Benchmark Capital Limited, a leader in investment compliance.
  • Benefits: Hybrid work model, competitive salary, and professional development opportunities.
  • Other info: Fixed-term contract with potential for career advancement.
  • Why this job: Join a dynamic team and make a real impact on client outcomes and regulatory compliance.
  • Qualifications: Experience in investment compliance and strong analytical skills.

The predicted salary is between 54000 - 66000 £ per year.

Benchmark Capital Limited is seeking an experienced Investment Compliance Manager to join the Risk & Compliance team on a fixed-term contract.

You will provide independent second-line oversight of the in-house MPS and broader investment activities, supporting governance, regulatory compliance and client outcomes.

You will design and maintain an oversight framework, monitor FCA requirements including Consumer Duty and Mi FID II, and deliver monitoring plus senior stakeholder reporting.

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Investment Compliance Lead - Hybrid, Fixed-Term employer: Benchmark Capital Limited

As a PMO Finance Analyst at our Horsham location, you will thrive in a dynamic work culture that values collaboration and innovation. We offer competitive benefits, opportunities for professional growth, and a commitment to continuous improvement, ensuring that you can develop your skills while making a meaningful impact on strategic investment decisions. Join us to be part of a team that not only values your financial expertise but also fosters an environment where your insights drive real change.

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Contact Details:

Benchmark Capital Limited Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Investment Compliance Lead - Hybrid, Fixed-Term

✨Join Financial Networking Events

Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.

✨Utilise Temp Agencies Specialised in Finance

Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Benchmark Capital Limited.

✨Connect with Alumni from Your Uni

Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.

✨Stay Active on Job Boards and Company Websites

Keep your eyes peeled on job boards specifically for finance roles. Companies like Benchmark Capital Limited might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!

We think you need these skills to ace Investment Compliance Lead - Hybrid, Fixed-Term

Investment Compliance
Regulatory Compliance
FCA Requirements
Consumer Duty
MiFID II
Governance
Oversight Framework Design

Some tips for your application 🫡

Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!

Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Benchmark Capital Limited will be keen to see in your application.

Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Benchmark Capital Limited. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!

Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Benchmark Capital Limited confidence in your short-term commitment to the role.

How to prepare for a job interview at Benchmark Capital Limited

✨Brush Up on Financial Regulations

Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Benchmark Capital Limited.

✨Showcase Your Analytical Skills

Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.

✨Highlight Flexibility and Adaptability

For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Benchmark Capital Limited that you’re a reliable team player.

✨Demonstrate a Willingness to Learn

In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.