Strategic Compliance & Regulation Lead - Audit Learning in City of Westminster

We’re BDO, an accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today’s changing world. We work with the companies that are Britain’s economic engine – ambitious, entrepreneurially-spirited and high‑growth businesses that fuel the economy.

Learning and Development (L&D) is a key enabler of our strategy as an Audit Stream and critical to our success. It supports our ability to attract, develop and retain talented people who take pride in their work and successfully deliver for our business. Effective L&D underpins quality and productivity by supporting our people to develop the necessary knowledge and skills to perform their work, helping them reach their personal and professional potential.

Effective L&D requires specialist resources who partner with the Audit Stream to identify training needs and appropriately respond to them. Careful planning and project management are necessary, as are a critical-thinking and commercial mindset, and an understanding of regulatory requirements. Effective L&D needs consideration of the latest innovation, tools and technology to lead the development of personal and professional learning that is tailored, relevant and timely for our people.

An exciting opportunity has arisen within Audit Stream L&D for an experienced Senior Manager or equivalent level to join the function’s Leadership Team (LT). We are looking for a talented, high performing and ambitious individual to oversee and manage our compliance and regulatory reporting activities. This role reports to the Director - Audit Learning and Development Strategic Operations (ALDSO).

The Compliance and Regulation Lead (CAR) oversees compliance and regulatory reporting for the function. They work with the ALDSO, the Business Partnering and Learning Implementation Lead (BPI), and the Development and Monitoring Lead (DAM), as part of the LT, to deliver the Audit Stream L&D Strategy and maintain the curriculum, ensuring it meets quality standards, supports wider people initiatives, and complies with regulatory reporting requirements.

You will be responsible for:

• Supporting the scoping, design, development, delivery and evaluation of our curriculum to ensure effective learning and compliance with reporting requirements (internal and external).
• Coordinating stakeholders such as the Audit Quality Directorate (AQD) and the ISQM (UK) 1 team to understand compliance and regulatory reporting requirements and develop appropriate responses.
• Providing insights into the latest thinking and best practice around L&D operations to optimise our systems, processes and controls.
• Acting as a key liaison for internal stakeholders such as Quality & Risk Management (QRM) and Root Cause Analysis (RCA).
• Supporting the firm’s engagement with regulators in relation to Audit Stream L&D activities, under the direction of the ALDSO.
• Overseeing compliance monitoring and reporting for all Audit L&D programmes, providing regular updates on our compliance status and actively managing any identified risks.
• Leading on response to all internal and external compliance requests supported by the wider team.
• Working alongside the other LT members to deliver the Audit Stream L&D Strategy.
• Leading, engaging and sharing key messages with the L&D team to support effective achievement of L&D goals.
• Acting as a compliance expert, advising the wider team and business leaders as appropriate.
• Assessing and managing risks in the L&D processes.
• Supporting the DAM with the development of the learner profiling tool(s) and associated validations process.
• Reviewing Audit L&D dashboards and recommending enhancements.
• Maintaining our quality assurance processes, ensuring effective systems, processes and controls are in place.
• Providing coaching and support to the wider team in the fulfilment of their duties.
• Advocating L&D activities in the business as appropriate.
• Coordinating all compliance or regulatory reporting data with the support of the DAM and the MRC and Ops teams.
• Supporting the ALDSO with regulatory compliance matters.
• Representing BDO Audit Stream L&D at external events.
• Bringing the latest thinking and innovation to the operational and compliance processes within L&D.
• Advocating change where needed, leading by example and seeking support as appropriate.

Required skills and experience:

• Experienced Senior Manager (or equivalent), ideally with a background in Learning & Development / Adult Education.
• Strong understanding of Audit including the regulatory environment.
• Previous experience in compliance and quality management systems would be beneficial.
• Proven ability to build and maintain strong working relationships with senior stakeholders.
• Proven managerial and leadership skills.
• Strong project management skills are crucial.
• Ability to pragmatically problem solve and generate commercially viable solutions.
• Excellent analytical, interpersonal and communication skills.
• Understanding of business strategy and goals.
• Focus on operational excellence and quality.

Mutual support and respect is one of BDO’s core values and we’re proud of our distinctive, people-centred culture. Our agile working framework helps us stay connected, bringing teams together where and when it counts so they can share ideas and help one another.

At BDO, you’ll always have access to the people and resources you need to do your best work. We know that collaboration is the key to creating value and satisfying experiences at work, so we’ve invested in state-of-the-art collaboration spaces in our offices.

We’re looking forward to the future at BDO, helping entrepreneurial businesses to succeed, fuelling the UK economy. Our success is powered by our people, which is why we’re always finding new ways to invest in you.