At a Glance
- Tasks: Lead regulatory compliance and manage risks in our Mortgage Administration business.
- Company: Join Rooftop Mortgages Ltd, part of the innovative BCMGlobal Group.
- Benefits: Competitive salary, career progression, and a commitment to integrity.
- Other info: Dynamic environment with opportunities for leadership and professional growth.
- Why this job: Shape compliance strategies and make a real impact in a growing firm.
- Qualifications: Proven compliance experience and strong knowledge of FCA regulations required.
The predicted salary is between 43200 - 72000 £ per year.
Rooftop Mortgages Ltd (Part of the BCMGlobal Group) is seeking a highly skilled Senior Compliance Manager to lead regulatory compliance within our Mortgage Administration business. This critical role ensures that we remain fully compliant with Financial Conduct Authority (FCA) regulations while managing regulatory risks and providing expert compliance advisory support.
Key Responsibilities
• Ensure full compliance with FCA rules, including the Mortgage Conduct of Business (MCOB) sourcebook.
• Maintain and enhance compliance policies and procedures to align with regulatory expectations.
• Oversee compliance with SYSC 8, ensuring effective outsourcing and operational risk management.
• Manage and implement a risk-based compliance monitoring plan.
• Conduct regulatory risk assessments in line with the company’s risk framework.
• Provide periodic compliance reports to senior management and the board.
• Provide expert advice on regulatory changes, including Consumer Duty and Anti-Money Laundering (AML) obligations.
What We’re Looking For
- Proven compliance experience in a UK-regulated financial services firm (mortgage sector preferred).
- Strong knowledge of FCA regulations, MCOB, SMCR, SYSC, and AML requirements.
- Experience in implementing compliance monitoring programs and risk assessment.
- Strong analytical skills with the ability to interpret and apply regulatory frameworks.
- Excellent communication skills with the ability to engage with senior stakeholders.
- Ability to manage multiple tasks and prioritise activities.
- A key individual looking to progress to the next level in their career
- A proactive team player who can work independently and collaboratively.
Qualifications & Experience
Relevant Compliance Qualifications (e.g., ICA or equivalent).
Minimum 3 years’ experience at a management level in a compliance role.
Why Join Us?
Work in a dynamic, growing mortgage services firm with a strong commitment to compliance and integrity. Be a key player in shaping regulatory compliance strategies.
If you have the expertise, leadership, and drive to ensure compliance excellence, we’d love to hear from you!
Senior Compliance Manager in Woking employer: BCMGlobal
Rooftop Mortgages Ltd offers an exceptional work environment for a Senior Compliance Manager, where you will play a pivotal role in ensuring regulatory compliance within a dynamic and growing mortgage services firm. With a strong commitment to integrity, the company fosters a collaborative culture that encourages professional growth and development, providing opportunities to shape compliance strategies while working alongside experienced professionals in the financial services sector. Located within the BCMGlobal Group, employees benefit from a supportive atmosphere that values compliance excellence and offers a clear path for career advancement.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager in Woking
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and mortgage sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. Be ready to discuss how you've tackled compliance challenges in the past, showcasing your analytical skills and proactive approach.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values. Check out our website for openings at Rooftop Mortgages Ltd and tailor your approach to highlight how you can enhance their compliance strategies.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way. It shows your enthusiasm for the role and keeps you fresh in the interviewer's mind.
We think you need these skills to ace Senior Compliance Manager in Woking
Some tips for your application 🫡
Tailor Your CV:Make sure your CV speaks directly to the role of Senior Compliance Manager. Highlight your experience with FCA regulations and compliance frameworks, as this will show us you’re the right fit for our team.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your skills align with our needs. Don’t forget to mention your experience in the mortgage sector if you have it!
Showcase Your Achievements:When detailing your past roles, focus on specific achievements that demonstrate your compliance expertise. We love seeing quantifiable results, so if you’ve improved compliance processes or reduced risks, let us know!
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss any important updates from us!
How to prepare for a job interview at BCMGlobal
✨Know Your FCA Regulations
Make sure you brush up on the Financial Conduct Authority (FCA) regulations, especially the Mortgage Conduct of Business (MCOB) sourcebook. Being able to discuss these regulations confidently will show that you're not just familiar with them, but that you can apply them in real-world scenarios.
✨Showcase Your Compliance Experience
Prepare specific examples from your past roles where you've successfully implemented compliance monitoring programs or conducted risk assessments. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Senior Compliance Manager role.
✨Engage with Stakeholders
Since excellent communication skills are key, think about how you can illustrate your ability to engage with senior stakeholders. Prepare anecdotes that highlight your collaborative approach and how you've effectively communicated complex compliance issues in the past.
✨Demonstrate Analytical Skills
Be ready to discuss how you've interpreted and applied regulatory frameworks in your previous roles. You might even want to prepare a brief case study or example that showcases your analytical skills and how they contributed to compliance success in your team.
