At a Glance
- Tasks: Support compliance framework and monitor trading activities in a fast-paced investment environment.
- Company: Join Bayforest, a dynamic multi-strategy investment management firm in Central London.
- Benefits: Part-time role with flexible hours and exposure to diverse investment strategies.
- Other info: Collaborative team culture with opportunities for professional growth.
- Why this job: Make a real impact on compliance while working with experienced professionals.
- Qualifications: 4+ years of compliance experience and strong understanding of UK regulations required.
The predicted salary is between 45000 - 55000 £ per year.
Location: Central London
Working pattern: Part-time, on-site, 2–3 days per week
Team: Compliance & Legal
Reporting to: Chief Operating Officer
Bayforest is seeking a Part-Time Compliance Officer to join our multi-strategy systematic investment management business in Central London. This is a broad, hands-on role within a collaborative and fast-moving environment. The successful candidate will work closely with investment, operations, legal, risk, and senior management teams, supporting the firm’s day-to-day compliance framework across multiple investment strategies and jurisdictions.
The role will help ensure ongoing adherence to regulatory requirements, internal policies, and filing obligations, including those relating to the FCA, NFA, and SEC, while contributing to the continued development of the firm’s compliance function. The candidate will have the support of the COO, automation support from the engineering team, and a well-known third-party compliance firm.
Key responsibilities include:
- Supporting the ongoing monitoring and enhancement of the firm’s compliance framework, policies, and procedures.
- Assisting with the delivery of the Compliance Monitoring Programme and thematic reviews.
- Monitoring trading activity and investment processes against regulatory requirements, fund restrictions, and internal controls.
- Conducting surveillance across areas including market abuse, personal account dealing, communications monitoring, and conflicts of interest.
- Supporting regulatory filings and reporting obligations, including FCA, NFA, and SEC submissions.
- Providing practical compliance guidance to investment professionals and wider business teams.
- Supporting onboarding and due diligence processes for counterparties, brokers, vendors, and service providers.
- Maintaining and reviewing compliance registers, including gifts and entertainment, conflicts, and insider lists.
- Reviewing marketing materials and financial promotions.
- Assisting with the preparation and delivery of compliance training.
- Supporting regulatory examinations, audits, and investor due diligence requests.
- Contributing to regulatory change projects, process improvements, and wider compliance initiatives.
- Keeping up to date with relevant regulatory developments.
Candidate profile:
- 4+ years of compliance experience within an investment management firm, hedge fund, or asset manager.
- Strong understanding of the UK regulatory environment, including FCA rules and market abuse regulations.
- Familiarity with NFA and SEC requirements.
- Experience supporting front-office investment activity and trade surveillance processes.
- Excellent attention to detail and the ability to manage multiple priorities in a fast-paced environment.
- Confidence working independently.
- Collaborative, pragmatic approach with strong communication skills.
- Comfortable operating in a lean team where responsibilities are broad and hands-on.
- Undergraduate degree or relevant professional qualification preferred.
This is an excellent opportunity for a compliance professional looking for a part-time role with meaningful exposure across an investment management business. If you believe you have the skills and experience to contribute to Bayforest’s continued success, we would be pleased to hear from you.
Part-Time Compliance Officer - Quantitative Investment Management in London employer: Bayforest Technologies
Bayforest is an exceptional employer located in the heart of Central London, offering a dynamic and collaborative work environment that fosters professional growth and development. As a part-time Compliance Officer, you will benefit from flexible working patterns while engaging with a diverse team and gaining valuable exposure to various investment strategies. With strong support from senior management and a commitment to compliance excellence, Bayforest provides a rewarding opportunity for those seeking to make a meaningful impact in the investment management sector.
StudySmarter Expert Advice🤫
We think this is how you could land Part-Time Compliance Officer - Quantitative Investment Management in London
✨Tap into Compliance Networks
Join compliance and risk management networks like the Association of Compliance Professionals or local chapters. These communities often share part-time opportunities that might not be advertised widely, plus you'll build connections that could lead to your next gig.
✨Utilise Online Job Boards
Specific job boards like ComplianceCrossing or RiskJobs can help you zero in on part-time roles in compliance. Set up alerts for new listings so you're one of the first to apply—timeliness can really set you apart!
✨Tailor Your Networking Approach
When networking, focus on engaging with compliance professionals on platforms like LinkedIn or attending local industry meetups. Bring up specific laws or recent trends to show off your knowledge and make a memorable impression!
✨Leverage Internships for Part-Time Roles
If you've done an internship in compliance risk, reach out to your past supervisors or colleagues. They often know about part-time openings or can refer you to organisations like Bayforest Technologies, potentially speeding up your job search.
We think you need these skills to ace Part-Time Compliance Officer - Quantitative Investment Management in London
Some tips for your application 🫡
Show Off Your Compliance Knowledge:When applying for a part-time role in compliance-risk, make sure your CV highlights any relevant coursework, certifications, or experience in regulatory frameworks. We want to see your understanding of compliance standards and risk management concepts, so don’t be shy about bragging about those modules or training programmes.
Demonstrate Analytical Skills:Compliance and risk roles are all about dealing with data, so be sure to showcase your analytical skills in your application. Include specific examples of how you've used analytical tools or methods to identify risk or ensure compliance in previous roles or projects. Trust us, this will make your application stand out!
Emphasise Your Availability:Since this is a part-time role, it's really important to communicate your availability clearly. In your cover letter, let us know your preferred hours and if you're flexible. This helps us see how you can fit into our team and the schedules we need to cover.
Tailor Your Cover Letter to Show Interest:In your cover letter, show us why you want to work in compliance-risk specifically for Bayforest Technologies. Tell us about your passion for helping organisations maintain compliance and how you can contribute to our goals. Personalising this will definitely help make your application more memorable, so take that extra step!
How to prepare for a job interview at Bayforest Technologies
✨Understand Regulatory Frameworks
For a role in compliance-risk, it's crucial to have a solid grasp of the relevant regulations and frameworks, like GDPR or anti-money laundering laws. Brush up on these areas, and be ready to discuss how your knowledge applies to scenarios you might face at Bayforest Technologies.
✨Prepare Case Studies
Since we’re looking at a part-time gig, interviewers may want to see how you approach real-world problems. Prepare some case studies related to risk assessment or compliance frameworks that showcase your analytical skills and decision-making process. This will help you stand out as someone who's ready to jump into the action.
✨Show Off Your Detail Orientation
In compliance, attention to detail is everything. Bring examples from your past experiences where your diligence made a difference, whether that’s spotting a regulatory oversight or ensuring a process was followed to the letter. We want to highlight how this skill can benefit Bayforest Technologies.
✨Connect Your Part-Time Availability
Make it clear how your part-time availability aligns with the needs of Bayforest Technologies. Talk about how your time management skills will help you keep on top of tasks and responsibilities, ensuring you can maximise your impact even with part-time hours.
