At a Glance
- Tasks: Oversee compliance frameworks and ensure adherence to regulations in the insurance sector.
- Company: Join a leading insurance firm committed to ethical conduct and compliance excellence.
- Benefits: Competitive salary, flexible working options, and opportunities for professional growth.
- Other info: 12-month fixed-term contract with potential for career advancement.
- Why this job: Make a real difference by promoting a strong culture of compliance and ethical practices.
- Qualifications: Experience in compliance, regulatory knowledge, and strong analytical skills.
The predicted salary is between 37800 - 46200 £ per year.
My client requires a Compliance Officer to oversee regulatory and compliance frameworks on a 12-month fixed-term contract basis.
Day-to-day responsibilities include monitoring regulatory changes, reviewing policies and procedures, ensuring adherence to insurance and financial services regulations, and conducting compliance audits and risk assessments.
The role involves drafting and maintaining compliance documentation, delivering staff training, and advising senior management on compliance matters and remedial actions.
You will collaborate with internal teams and external stakeholders, including regulators and partners, to promote a strong culture of compliance and ethical conduct.
Key
Accountabilities: Ensure compliance activities, attestations, declarations and governance records are completed accurately and within required timescales.
Support the delivery of the Compliance Monitoring Plan through reviews, reporting and follow-up of actions.
Produce accurate management information and reports for governance committees and senior management.
Coordinate broker onboarding and annual due diligence processes, ensuring appropriate documentation is obtained, reviewed and monitored.
Manage Financial Ombudsman Service (FOS) complaint administration, investigations, complaints inbox management, record keeping and outcome reviews.
Maintain, review and develop policies and procedures to ensure they remain current and compliant with regulatory requirements.
Support regulatory horizon scanning, sanctions compliance, conduct monitoring and wider regulatory initiatives across the business.
Identify continuous opportunities to improve compliance processes, controls, reporting and governance arrangements.
Key Skills
Compliance Officer - Insurance (Maternity Cover) employer: Barleycorn
Join a forward-thinking company that prioritises compliance and regulatory excellence in the heart of the financial services sector. With a strong commitment to employee development, you will benefit from a collaborative work culture that encourages innovation and offers ample opportunities for professional growth. Located in a vibrant area, this role not only provides a chance to make a meaningful impact but also allows you to thrive in an environment that values customer focus and compliance integrity.
