At a Glance
- Tasks: Support compliance reporting, monitor risks, and lead audits in a dynamic environment.
- Company: Join Barleycorn, a leading recruiter in compliance, risk, and data protection.
- Benefits: Enjoy a full-time role with opportunities for growth and professional development.
- Other info: This role offers a chance to make a real impact in a fast-paced industry.
- Why this job: Be part of a team that values innovation and challenges the status quo in financial services.
- Qualifications: Knowledge of FCA regulations and experience in compliance roles are essential.
The predicted salary is between 28800 - 43200 £ per year.
Direct message the job poster from Barleycorn
The Flying Recruiter | Compliance, Risk, FinCrime, Data Protection
My client requires a talented and ambitious COMPLIANCE OFFICER to support the Head of Compliance in the provision of regulatory advice, risk reporting and monitoring of the key controls and risks to the business.
Key Responsibilities:
- Support the Head of Compliance in the delivery of compliance reports to the business; coordinating, collating and presenting conduct metrics and inputs
- Lead on all second line monitoring activity including customer journey reviews, second line monitoring and key risk/control reviews
- Own the delivery of responses to client audits and information requests, with any associated follow up activities coordinated and delivered as appropriate
- Support with the performance of ongoing horizon scanning activity; including logging and documenting events, plus their potential impacts and considerations
- Assist with regulatory gap analysis in response to proposed regulatory or business change
- Provide support to the Head of Compliance with performance of advice and guidance
- Collate accurate information to meet regulatory reporting requirements as required
- Offer \'SME\' advice and support to the business in relation to all internal projects
- Support with any breaches and incidents as required, using the Risk Management system
- Deputise for Head of Compliance in matters relating to Compliance and Data Protection
Key Skills & Experience Required:
- Good knowledge of regulation and guidance applicable to retail financial services - including FCA, Data Protection, OFCOM, CCA and CSA Code of Practice
- Experience gained in a dedicated compliance role within an FCA regulated firm
- Strong analytical and problem-solving skills; self-motivated with the ability to work on own initiative to drive activities and meet critical deadlines
- Calm under pressure, good team player and excellent interpersonal skills, with the ability to adapt style and approach to different scenarios and stakeholders
- Adaptable to changing business demands; willing to challenge the \'status quo\'
- Excellent Microsoft Office skills including Microsoft Word, Excel, Power point and Outlook
- Well presented, good attention to detail, excellent oral and written communication skills
Seniority level: Associate
Employment type: Full-time
Job function: Analyst, Consulting, and Finance
To express an interest in this vacancy, please click \'Apply\' - or for more information, please contact Terry Wetters (Founder/Director, Barleycorn): 07891 708 941 / terry@barleycorn.io
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StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer (Consumer Credit)
✨Tip Number 1
Make sure to research the latest regulations and guidance applicable to retail financial services, especially those from the FCA. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the compliance sector, particularly those who have experience in FCA regulated firms. Engaging with them can provide insights into the role and may even lead to referrals or recommendations.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance challenges in the past. Being able to articulate your problem-solving skills and analytical abilities will set you apart during the interview process.
✨Tip Number 4
Familiarise yourself with the company’s values and recent developments. Tailoring your conversation to align with their mission and demonstrating your understanding of their business will show that you're genuinely interested in the role.
We think you need these skills to ace Compliance Officer (Consumer Credit)
Some tips for your application 🫡
Understand the Role:Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Officer position. Tailor your application to highlight relevant experience in regulatory compliance and risk management.
Highlight Relevant Experience:In your CV and cover letter, emphasise your experience in compliance roles, particularly within FCA regulated firms. Use specific examples to demonstrate your analytical skills and ability to handle regulatory challenges.
Showcase Your Skills:Make sure to mention your proficiency in Microsoft Office and any other relevant tools. Highlight your strong communication skills and ability to work under pressure, as these are crucial for the role.
Craft a Compelling Cover Letter:Write a tailored cover letter that addresses the key skills and experiences mentioned in the job description. Explain why you are passionate about compliance and how you can contribute to the team at Barleycorn.
How to prepare for a job interview at Barleycorn
✨Know Your Regulations
Familiarise yourself with the key regulations and guidance applicable to retail financial services, such as FCA, Data Protection, and CCA. Being able to discuss these confidently will demonstrate your expertise and readiness for the role.
✨Showcase Analytical Skills
Prepare examples that highlight your strong analytical and problem-solving skills. Discuss specific situations where you successfully identified risks or compliance issues and how you addressed them.
✨Demonstrate Teamwork and Adaptability
Be ready to share experiences that showcase your ability to work well in a team and adapt to changing business demands. Highlight instances where you challenged the status quo and contributed positively to team dynamics.
✨Master Microsoft Office
Since excellent Microsoft Office skills are essential, ensure you can discuss your proficiency in Word, Excel, PowerPoint, and Outlook. Consider preparing a brief example of how you've used these tools effectively in previous roles.
