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- Tasks: Oversee trading activities, assess risks, and ensure compliance with regulations.
- Company: Leading global financial services firm based in London.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Why this job: Join a dynamic team and make a significant impact on trading compliance.
- Qualifications: 8+ years in trade compliance, strong regulatory knowledge, and management experience.
- Other info: Ideal for those seeking to advance their career in a fast-paced environment.
The predicted salary is between 72000 - 108000 £ per year.
A leading global financial services firm in London seeks a Director/Senior Director of Trading Practices Compliance to oversee surveillance of trading activities. This role focuses on assessing trading risks, detecting policy breaches, and ensuring compliance with regulations.
Candidates should have at least 8 years of experience in trade compliance within the financial sector and strong knowledge of regulatory frameworks. Management experience is required, along with exceptional interpersonal and analytical skills.
Trading Practices Compliance Director - Surveillance & Risk in London employer: Barings
Contact Detail:
Barings Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trading Practices Compliance Director - Surveillance & Risk in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance practices. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your experience and skills.
✨Tip Number 3
Showcase your management experience! Be ready to discuss specific examples of how you've led teams or projects in the past. This will help demonstrate your leadership skills, which are crucial for a Director role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Trading Practices Compliance Director - Surveillance & Risk in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in trade compliance and management. We want to see how your skills align with the role, so don’t be shy about showcasing your achievements in surveillance and risk assessment.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Trading Practices Compliance Director role. We love seeing candidates who can articulate their passion for compliance and their understanding of regulatory frameworks.
Showcase Your Analytical Skills: Since this role requires exceptional analytical skills, make sure to include examples of how you've successfully assessed trading risks or detected policy breaches in your previous roles. We want to see your thought process!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Barings
✨Know Your Regulations
Make sure you brush up on the latest trading regulations and compliance frameworks relevant to the financial sector. Being able to discuss specific regulations and how they impact trading practices will show that you're not just familiar with the basics, but that you’re genuinely engaged with the industry.
✨Showcase Your Experience
Prepare to discuss your past experiences in trade compliance in detail. Think of specific examples where you successfully identified risks or breaches and how you managed those situations. This will demonstrate your hands-on expertise and management capabilities.
✨Demonstrate Analytical Skills
Be ready to talk about your analytical approach to assessing trading risks. You might be asked to solve a hypothetical scenario during the interview, so practice articulating your thought process clearly and logically. This will highlight your problem-solving skills and ability to think critically under pressure.
✨Engage with Interpersonal Skills
Since this role requires exceptional interpersonal skills, prepare to discuss how you've built relationships with stakeholders in previous roles. Share examples of how you’ve effectively communicated compliance issues and collaborated with teams to ensure adherence to regulations.
