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- Tasks: Oversee trading activities and ensure compliance with regulations in a dynamic financial environment.
- Company: Leading global financial services firm with a strong reputation.
- Benefits: Competitive salary, comprehensive benefits, and opportunities for professional growth.
- Why this job: Play a crucial role in safeguarding the firm's reputation and regulatory standing.
- Qualifications: 8+ years in investment compliance and strong analytical skills required.
- Other info: Fast-paced environment with opportunities to manage multiple priorities.
The predicted salary is between 48000 - 72000 £ per year.
A leading global financial services firm is seeking a Senior Director for Trading Practices Compliance in London. This role involves overseeing daily surveillance of trading activities across various asset classes and ensuring adherence to regulatory requirements.
The ideal candidate will have over 8 years of experience in investment compliance, strong analytical skills, and the ability to manage multiple priorities effectively. This position is critical for protecting the firm from regulatory exposure and is integral to maintaining its industry reputation.
Director of Trading Compliance & Practices in London employer: Barings LLC
Contact Detail:
Barings LLC Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Director of Trading Compliance & Practices in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of trading compliance and regulatory requirements. We recommend creating a list of common interview questions and practising your responses to showcase your expertise and analytical skills.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a thank-you email to express your appreciation and reiterate your interest in the role. It shows professionalism and keeps you fresh in their minds.
✨Tip Number 4
Apply through our website for the best chance at landing that Director of Trading Compliance & Practices role. We make it easy for you to showcase your skills and experience directly to the hiring team!
We think you need these skills to ace Director of Trading Compliance & Practices in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in investment compliance and trading practices. We want to see how your skills align with the role, so don’t be shy about showcasing your analytical prowess and ability to juggle multiple priorities.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Director of Trading Compliance & Practices role. Share specific examples from your past that demonstrate your expertise and commitment to regulatory adherence.
Showcase Your Achievements: When detailing your experience, focus on your achievements rather than just responsibilities. We love to see quantifiable results, so if you’ve improved compliance processes or reduced regulatory risks, make sure to highlight those successes!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at Barings LLC
✨Know Your Regulations
Make sure you brush up on the latest trading regulations and compliance standards. Being able to discuss specific regulations and how they impact trading practices will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles. Whether it's identifying compliance issues or improving trading processes, having concrete examples ready will demonstrate your capability to handle the responsibilities of this role.
✨Prioritisation is Key
Since this role involves managing multiple priorities, be ready to discuss how you prioritise tasks. Share specific strategies or tools you use to stay organised and ensure that compliance is maintained across all trading activities.
✨Cultural Fit Matters
Research the firm's culture and values. Be prepared to explain how your personal values align with theirs, especially regarding integrity and compliance. This will help you stand out as a candidate who not only has the skills but also fits well within their team.
