A leading global financial services firm is seeking a Senior Director for Trading Practices Compliance in London.
This role involves overseeing daily surveillance of trading activities across various asset classes and ensuring adherence to regulatory requirements.
The ideal candidate will have over 8 years of experience in investment compliance, strong analytical skills, and the ability to manage multiple priorities effectively.
This position is critical for protecting the firm from regulatory exposure and is integral to maintaining its industry reputation.
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Contact Detail:
Barings LLC Recruiting Team