Director, Financial Services - Governance, Risk & Compliance in London

Director, Financial Services - Governance, Risk & Compliance in London

London Full-Time 63000 - 77000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead transformative risk and compliance programmes for top financial services firms.
  • Company: Join Baringa, a global consulting firm known for its collaborative culture.
  • Benefits: Enjoy generous leave, flexible working, and a profit share scheme.
  • Other info: Be part of an award-winning workplace committed to diversity and social responsibility.
  • Why this job: Shape the future of risk management while making a real impact.
  • Qualifications: Significant experience in governance, risk, and compliance across financial sectors.

The predicted salary is between 63000 - 77000 £ per year.

Baringa is a global consulting firm that partners with leaders to drive change and create value. With deep industry expertise, and enabled by advanced technology, the firm helps clients to deliver with greater confidence and certainty. The firm works across energy and resources, financial services, government and public sector, consumer products and retail, pharmaceuticals and life sciences, manufacturing, and technology, media and telecoms, with capabilities spanning strategy, transformation and operational excellence – all powered by advanced technology, data, AI and digital innovation.

Our Governance, Risk & Compliance practice is looking for a Director with a strong commercial track record to join the team. Our Financial Services GR&C practice helps leading banking and insurance clients navigate an increasingly complex risk and regulatory environment to proactively manage and future-proof risk and compliance functions.

What you will be doing:

  • Lead large-scale risk, regulation and compliance transformation programmes for leading Financial Services organisations.
  • Advise Boards, Board Risk Committees, Executive Committees and senior risk leaders on risk strategy, governance, controls and operating model effectiveness.
  • Help clients design and implement enterprise-wide risk frameworks, governance structures and control environments.
  • Lead complex engagements across operational risk, compliance, conduct risk, regulatory change and broader non-financial risk agendas.
  • Identify and originate new opportunities within existing and prospective client accounts.
  • Build trusted relationships with senior stakeholders across UK Financial Services organisations.
  • Contribute to the development of Baringa’s propositions, intellectual property and thought leadership.
  • Support the growth of emerging capabilities including AI governance, AI risk management, digital asset risk and compliance frameworks.
  • Coach, mentor and develop consultants and future leaders within the team.
  • Play an active role in shaping the long-term strategic direction of the Risk practice.

Your skills and experience:

  • Significant experience across multiple areas of financial or non-financial risk, including Governance, Risk & Compliance Expertise.
  • Experience in Enterprise Risk Management, Risk Governance and Framework Design, Operational Risk, Compliance and Conduct Risk, Regulatory Change, Controls Frameworks and Assurance, Risk Operating Model Design, Risk Transformation Programmes, Treasury and liquidity risk.
  • Experience in one or more of the following strategic growth areas: AI Governance and Risk Management, Digital Asset Risk and Compliance frameworks.
  • A proven track record of developing trusted client relationships and growing strategic accounts.
  • Strong commercial instincts and an ability to identify and shape consulting opportunities.
  • Credibility with C-suite, Board and senior executive stakeholders.
  • Strong relationships across the UK Financial Services market.
  • Experience working with leading banking organisations.
  • Leading complex transformation programmes and multi-disciplinary teams.
  • Demonstrating the attributes and potential required for future progression to Partner.

What a career at Baringa will give you:

  • Generous Annual Leave Policy: 5 weeks of annual leave, fully available at the start of each year.
  • Flexible Working: Hybrid working policy and flexibility around taking unpaid leave.
  • Corporate Responsibility Days: 3 days every year to help social and environmental causes.
  • Wellbeing Fund: Annual People Fund to support individual wellbeing activities.
  • Profit Share Scheme: All employees participate in the Baringa Group Profit Share Scheme.

Diversity and Inclusion: We are proud to be an Equal Opportunity Employer. We believe that creating an environment where everyone feels a sense of belonging is central to our culture.

Using business as a force for good: We maintain high standards of environmental performance and transparency, supporting our commitment to Net Zero.

Join us. All applications received will be reviewed by a member of our Talent Acquisition team. We encourage applications from those who identify with less represented and minority groups.

Director, Financial Services - Governance, Risk & Compliance in London employer: Baringa

Baringa is an exceptional employer that prioritises collaboration and personal growth within its Industrial Manufacturing practice in Greater London. With a strong commitment to employee wellbeing, generous annual leave, and flexible working arrangements, Baringa fosters a supportive work culture that values diversity and inclusion, making it an ideal place for professionals seeking meaningful and rewarding careers in Aerospace, Automotive, and Industrial sectors.

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Contact Details:

Baringa Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Director, Financial Services - Governance, Risk & Compliance in London

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.

Connect on Professional Platforms

Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Baringa. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace Director, Financial Services - Governance, Risk & Compliance in London

Governance, Risk & Compliance Expertise
Enterprise Risk Management
Risk Governance and Framework Design
Operational Risk
Compliance and Conduct Risk
Regulatory Change
Controls Frameworks and Assurance

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Baringa.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Baringa's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Baringa

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Baringa.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Baringa will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Baringa employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.