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For Companies At a Glance
- Tasks: Provide compliance support, monitor activities, and assist with regulatory reporting.
- Company: Mid-sized asset management firm in London's vibrant West End.
- Benefits: Competitive salary, discretionary bonus, and flexible working options.
- Why this job: Join a dynamic team and make a real impact in compliance.
- Qualifications: Experience in compliance within asset management and strong communication skills.
- Other info: Great career growth opportunities in a supportive environment.
The predicted salary is between 55000 - 60000 £ per year.
A mid-sized asset management firm based in London’s West End is seeking a Compliance Officer to join its established compliance function. This is a broad, hands-on generalist role offering exposure across advisory, monitoring, and regulatory work.
Key Responsibilities
- Day-to-day compliance advisory support to the business
- Compliance monitoring, surveillance, and testing activities
- Review of financial promotions and marketing materials
- Support FCA regulatory reporting and interactions
- Assist with policy maintenance and regulatory change projects
Candidate Profile
- Experience in a compliance role within asset or investment management
- Good working knowledge of the UK regulatory framework (FCA)
- Background in a generalist compliance role
- Strong stakeholder engagement and communication skills
- ICA or similar qualification desirable but not essential
The Package
- Base salary £55,000–£60,000
- Discretionary bonus
- Competitive benefits package
- West End location with flexible working
Compliance Officer (Generalist) in West End employer: Barclay Simpson
Contact Detail:
Barclay Simpson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer (Generalist) in West End
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management sector and let them know you're on the lookout for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the FCA regulations. We want you to be able to discuss how your experience aligns with the compliance needs of the firm. Show them you’re not just a candidate, but the candidate they need!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got a streamlined process that makes it easy for you to showcase your skills and experience. Plus, it helps us keep track of your application better, so don’t miss out!
We think you need these skills to ace Compliance Officer (Generalist) in West End
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the Compliance Officer role. Highlight your compliance experience in asset management and any relevant qualifications to catch our eye!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team, focusing on your understanding of the UK regulatory framework and your hands-on compliance experience.
Showcase Your Communication Skills: Since strong stakeholder engagement is key, make sure to demonstrate your communication skills in your application. Share examples of how you've effectively collaborated with teams or managed compliance issues.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Barclay Simpson
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of the UK regulatory framework, especially the FCA. Be ready to discuss how your previous experience aligns with compliance in asset management, as this will show you understand the industry and its challenges.
✨Showcase Your Communication Skills
Since strong stakeholder engagement is key for this role, prepare examples that highlight your communication skills. Think about times when you successfully navigated complex discussions or resolved conflicts, as these stories will demonstrate your ability to engage effectively with various stakeholders.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Practice responding to scenarios where you need to advise on compliance issues or handle regulatory changes. This will help you showcase your problem-solving skills and practical knowledge.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s compliance culture and how they handle regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and career goals.
